Hipskind Douglas G 4

4 · KONA GRILL INC · Filed Aug 4, 2011

Form 4

Period: 2011-08-03

Director

Transactions

Exercise/Conversion
Director Stock Option (Right to Buy)
2011-08-03$2.10/sh−5,000$10,500→ 0 total
Exercise: $2.10Exp: 2014-04-30→ Common Stock (5,000 underlying)
Exercise/Conversion
Director Stock Option (Right to Buy)
2011-08-03$3.39/sh−5,000$16,950→ 0 total
Exercise: $3.39Exp: 2015-01-28→ Common Stock (5,000 underlying)
Exercise/Conversion
Director Stock Option (Right to Buy)
2011-08-03$5.15/sh−1,875$9,656→ 0 total
Exercise: $5.15Exp: 2016-02-24→ Common Stock (1,875 underlying)
Exercise/Conversion
Common Stock
2011-08-03$6.00/sh+8,000$48,000→ 8,000 total
Exercise/Conversion
Common Stock
2011-08-03$2.10/sh+5,000$10,500→ 13,000 total
Exercise/Conversion
Common Stock
2011-08-03$3.39/sh+5,000$16,950→ 18,000 total
Exercise/Conversion
Common Stock
2011-08-03$5.15/sh+1,875$9,656→ 19,875 total
Sale
Common Stock
2011-08-03$7.61/sh−19,875$151,169→ 0 total
Exercise/Conversion
Director Stock Option (Right to Buy)
2011-08-03$6.00/sh−8,000$48,000→ 0 total
Exercise: $6.00Exp: 2015-01-28→ Common Stock (8,000 underlying)

Footnotes (3)

[F1]Exercise of options and same day sale of underlying common stock
[F2]Price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $7.60 to $7.62, inclusive. The reporting person undertakes to provide Kona Grill, Inc. (the "Issuer"), any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range specified above.
[F3]All options were exercisable at the transaction date

Documents

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