JOYCE THOMAS M 4
4 · KNIGHT CAPITAL GROUP, INC. · Filed Aug 8, 2011
Insider Transaction Report
Form 4
JOYCE THOMAS M
Chairman & CEO
Transactions
- Other
Class A Common Stock
2011-07-21−150,207→ 249,793 total(indirect: By Joyce Family 2009 GRAT) - Purchase
Class A Common Stock
2011-08-08$11.18/sh+10,000$111,790→ 450,382 total - Other
Class A Common Stock
2011-07-21+150,207→ 676,650 total - Other
Class A Common Stock
2011-07-21+76,061→ 526,443 total - Other
Class A Common Stock
2011-07-21−76,061→ 0 total(indirect: By Joyce Family 2009 GRAT)
Holdings
- 34,695(indirect: By Trust)
Class A Common Stock (Previously Reported)
- 574,187
Restricted Stock Units (Previously Reported)
- 98,917(indirect: By Joyce Family 2009 GRAT II)
Class A Common Stock (Previously Reported)
Footnotes (4)
- [F1]Represents the purchase of 10,000 shares in six separate transactions at prices ranging from $11.13 to $11.22 per share, resulting in a weighted average purchase price per share of $11.179.
- [F2]File undertakes to provide SEC, the Issuer, or security holder full information pertaining to the number of shares purchased at each separate price.
- [F3]Represents distribution of shares from the Joyce Family 2009 GRAT (the "GRAT") to reporting person and termination of the GRAT, effective July 21, 2011, which did not require reporting at time of event.
- [F4]Represents distribution of shares from the Joyce Family 2010 GRAT to reporting person, effective July 21, 2011, which did not require reporting at time of event.