NELSON WILLIAM G 4

4 · Carbonite Inc · Filed Aug 17, 2011

Form 4

Period: 2011-08-16

Director

Transactions

Purchase
Common Stock
2011-08-16$10.00/sh+125,000$1,250,000→ 1,400,491 total
Conversion
Series C Preferred Stock
2011-08-16−87,471→ 0 total
→ Common Stock (262,413 underlying)
Award
Stock Option (right to buy)
2011-08-16+7,500→ 7,500 total
Exercise: $10.00Exp: 2021-07-12→ Common Stock (7,500 underlying)
Conversion
Common Stock
2011-08-16+1,216,944→ 1,275,491 total
Conversion
Series A Preferred Stock
2011-08-16−68,493→ 0 total
→ Common Stock (205,479 underlying)
Conversion
Series A-1 Preferred Stock
2011-08-16−25,225→ 0 total
→ Common Stock (75,675 underlying)
Conversion
Series A-2 Preferred Stock
2011-08-16−31,580→ 0 total
→ Common Stock (94,740 underlying)
Conversion
Series B Preferred Stock
2011-08-16−82,220→ 0 total
→ Common Stock (246,660 underlying)
Conversion
Series B-2 Preferred Stock
2011-08-16−84,584→ 0 total
→ Common Stock (253,752 underlying)
Conversion
Series D Preferred Stock
2011-08-16−26,075→ 0 total
→ Common Stock (78,225 underlying)

Footnotes (2)

[F1]Each share of the Issuer's Preferred Stock converted into Common Stock on a 1:3 basis upon the closing of the Issuer's initial public offering and had no expiration date.
[F2]This option becomes exerciseable in 12 equal quarterly installments beginning on October 12, 2011.

Documents

1 file