4//SEC Filing
Stern Thomas E 4
Accession 0001209191-11-046334
CIK 0001299688other
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 5:14 PM ET
Size
19.2 KB
Accession
0001209191-11-046334
Insider Transaction Report
Form 4
Stern Thomas E
Chief Administrative Officer
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−4,875→ 0 totalExercise: $18.80Exp: 2015-02-22→ Common Stock (4,875 underlying) - Disposition to Issuer
Common Stock
2011-09-01−86,015→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−5,131→ 0 totalExercise: $16.37Exp: 2016-06-27→ Common Stock (5,131 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−2,566→ 0 totalExercise: $19.89Exp: 2017-07-02→ Common Stock (2,566 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−7,056→ 0 totalExercise: $8.11Exp: 2016-02-25→ Common Stock (7,056 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−4,400→ 0 totalExercise: $15.15Exp: 2018-02-10→ Common Stock (4,400 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−5,773→ 0 totalExercise: $11.18Exp: 2015-06-22→ Common Stock (5,773 underlying)
Footnotes (8)
- [F1]Disposed of pursuant to the terms of the Agreement and Plan of Merger dated as of March 18, 2011 (the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), and Neon Acquisition Corp., a newly formed, wholly-owned subsidiary of Schwab, and the Issuer. Each share of Common Stock of the Issuer held outright shall be cancelled in exchange for 1.02 shares of Schwab common stock.
- [F2]All of these options were exercisable.
- [F3]All outstanding options were assumed by Schwab pursuant to the Merger Agreement.
- [F4]Per Instruction 4(c)(iii), this column is to be left blank.
- [F5]1/5th of the options became exercisable on each yearly anniversary date following the July 2, 2007 grant.
- [F6]1/5th of the options became exercisable on each yearly anniversary date following the February 22, 2008 grant.
- [F7]1/5th of the options become exercisable on each yearly anniversary date following the February 25, 2009 grant.
- [F8]1/5th of the options became exercisable on each yearly anniversary date following the February 10, 2011 grant.
Documents
Issuer
optionsXpress Holdings, Inc.
CIK 0001299688
Entity typeother
Related Parties
1- filerCIK 0001315315
Filing Metadata
- Form type
- 4
- Filed
- Aug 31, 8:00 PM ET
- Accepted
- Sep 1, 5:14 PM ET
- Size
- 19.2 KB