WALD S SCOTT 4
4 · optionsXpress Holdings, Inc. · Filed Sep 1, 2011
Insider Transaction Report
Form 4
WALD S SCOTT
Director
Transactions
- Disposition to Issuer
Common Stock
2011-09-01−25,575→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−7,725→ 0 totalExercise: $17.20Exp: 2018-05-23→ Common Stock (7,725 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−8,980→ 0 totalExercise: $12.32Exp: 2015-04-04→ Common Stock (8,980 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−3,834→ 0 totalExercise: $14.27Exp: 2019-06-03→ Common Stock (3,834 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−5,099→ 0 totalExercise: $12.51Exp: 2020-05-28→ Common Stock (5,099 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−7,012→ 0 totalExercise: $19.45Exp: 2017-05-25→ Common Stock (7,012 underlying)
Footnotes (4)
- [F1]Disposed of pursuant to the terms of the Agreement and Plan of Merger dated as of March 18, 2011 (the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), and Neon Acquisition Corp., a newly formed, wholly-owned subsidiary of Schwab, and the Issuer. Each share of Common Stock of the Issuer held outright shall be cancelled in exchange for 1.02 shares of Schwab common stock.
- [F2]All of these options were exercisable.
- [F3]All outstanding options were assumed by Schwab pursuant to the Merger Agreement.
- [F4]Per Instruction 4(c)(iii), this column is to be left blank.