4//SEC Filing
Bottini Peter 4
Accession 0001209191-11-046337
CIK 0001299688other
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 5:19 PM ET
Size
21.2 KB
Accession
0001209191-11-046337
Insider Transaction Report
Form 4
Bottini Peter
EVP Trading & Customer Service
Transactions
- Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−32,584→ 0 totalExercise: $12.71Exp: 2017-03-04→ Common Stock (32,584 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−3,849→ 0 totalExercise: $19.89Exp: 2017-07-02→ Common Stock (3,849 underlying) - Disposition to Issuer
Common Stock
2011-09-01−43,100→ 0 total - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−3,849→ 0 totalExercise: $11.18Exp: 2015-06-22→ Common Stock (3,849 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−60,294→ 0 totalExercise: $8.11Exp: 2016-02-25→ Common Stock (60,294 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−15,500→ 0 totalExercise: $15.15Exp: 2018-02-10→ Common Stock (15,500 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−39,383→ 0 totalExercise: $18.80Exp: 2015-02-22→ Common Stock (39,383 underlying) - Disposition to Issuer
Stock Option (Right to Buy)
2011-09-01−5,132→ 0 totalExercise: $16.37Exp: 2016-06-27→ Common Stock (5,132 underlying)
Footnotes (4)
- [F1]Disposed of pursuant to the terms of the Agreement and Plan of Merger dated as of March 18, 2011 (the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), and Neon Acquisition Corp., a newly formed, wholly-owned subsidiary of Schwab, and the Issuer. Each share of Common Stock of the Issuer held outright shall be cancelled in exchange for 1.02 shares of Schwab common stock.
- [F2]All of these options were exercisable. The options that were not otherwise exercisable pursuant to the terms of the grant of such options vested in connection with the consummation of the transactions contemplated by the Merger Agreement pursuant to the terms of the retention agreement entered into between Schwab and Mr. Bottini.
- [F3]All outstanding options were assumed by Schwab pursuant to the Merger Agreement.
- [F4]Per Instruction 4(c)(iii), this column is to be left blank.
Documents
Issuer
optionsXpress Holdings, Inc.
CIK 0001299688
Entity typeother
Related Parties
1- filerCIK 0001362428
Filing Metadata
- Form type
- 4
- Filed
- Aug 31, 8:00 PM ET
- Accepted
- Sep 1, 5:19 PM ET
- Size
- 21.2 KB