Home/Filings/4/0001209191-11-046345
4//SEC Filing

SOENEN MICHAEL J 4

Accession 0001209191-11-046345

CIK 0001299688other

Filed

Aug 31, 8:00 PM ET

Accepted

Sep 1, 5:32 PM ET

Size

12.0 KB

Accession

0001209191-11-046345

Insider Transaction Report

Form 4
Period: 2011-09-01
Transactions
  • Disposition to Issuer

    Common Stock

    2011-09-0128,1180 total
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-09-013,8340 total
    Exercise: $14.27Exp: 2019-06-03Common Stock (3,834 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-09-015,5970 total
    Exercise: $17.58Exp: 2018-08-22Common Stock (5,597 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-09-015,0990 total
    Exercise: $12.51Exp: 2020-05-28Common Stock (5,099 underlying)
Footnotes (4)
  • [F1]Disposed of pursuant to the terms of the Agreement and Plan of Merger dated as of March 18, 2011 (the "Merger Agreement"), by and among The Charles Schwab Corporation ("Schwab"), and Neon Acquisition Corp., a newly formed, wholly-owned subsidiary of Schwab, and the Issuer. Each share of Common Stock of the Issuer held outright shall be cancelled in exchange for 1.02 shares of Schwab common stock.
  • [F2]All of these options were exercisable.
  • [F3]All outstanding options were assumed by Schwab pursuant to the Merger Agreement.
  • [F4]Per Instruction 4(c)(iii), this column is to be left blank.

Issuer

optionsXpress Holdings, Inc.

CIK 0001299688

Entity typeother

Related Parties

1
  • filerCIK 0001134349

Filing Metadata

Form type
4
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 5:32 PM ET
Size
12.0 KB