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4//SEC Filing

SMART Modular Technologies (WWH), Inc. 4

Accession 0001209191-11-046370

CIK 0001326973operating

Filed

Aug 31, 8:00 PM ET

Accepted

Sep 1, 7:55 PM ET

Size

11.8 KB

Accession

0001209191-11-046370

Insider Transaction Report

Form 4
Period: 2011-08-26
PATEL MUKESH
Director10% Owner
Transactions
  • Disposition to Issuer

    Common Stock

    2011-08-26$9.25/sh284,287$2,629,6550 total(indirect: See Footnote)
  • Disposition to Issuer

    Common Stock

    2011-08-26$9.25/sh23,109$213,7580 total
  • Disposition to Issuer

    Common Stock

    2011-08-26$9.25/sh164,106$1,517,9810 total(indirect: See Footnote)
  • Disposition to Issuer

    Restricted Stock Unit

    2011-08-265,4940 total
    Exercise: $0.00From: 2011-08-26Exp: 2011-08-26Common Stock (5,494 underlying)
Footnotes (4)
  • [F1]Also referred to as ordinary shares.
  • [F2]Pursuant to the Agreement and Plan of Merger, dated as of April 26, 2011 (the "Merger Agreement"), by and amond SMART Modular Technologies (WWH), Inc. (the "Company"), Saleen Holdings, Inc. ("Parent") and Saleen Acquisition, Inc., all ordinary shares were cancelled in exchange for the right to receive an amount per share in cash of $9.25. Pursuant to an agreement with Parent, the reporting person agreed to rollover ordinary shares into Parent shares based on such value of $9.25 per share.
  • [F3]Represents shares of Common Stock held indirectly through trusts or partnershpis over which the reporting person may be deemed to exercise voting or dipsositive power.
  • [F4]Represents Restricted Stock Units (RSUs) that immediately prior to the merger were accelerated and canceled in exchange for the right to receive an amount in cash equal to (i) the number of shares subject to such RSUs multiplied by (ii) $9.25, pursuant to the Merger Agreement.

Issuer

SMART Modular Technologies (WWH), Inc.

CIK 0001326973

Entity typeoperating
IncorporatedCayman Islands

Related Parties

1
  • filerCIK 0001326973

Filing Metadata

Form type
4
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 7:55 PM ET
Size
11.8 KB