SMART Modular Technologies (WWH), Inc. 4
4 · SMART Modular Technologies (WWH), Inc. · Filed Sep 1, 2011
Insider Transaction Report
Form 4
PATEL MUKESH
Director10% Owner
Transactions
- Disposition to Issuer
Common Stock
2011-08-26$9.25/sh−284,287$2,629,655→ 0 total(indirect: See Footnote) - Disposition to Issuer
Common Stock
2011-08-26$9.25/sh−23,109$213,758→ 0 total - Disposition to Issuer
Common Stock
2011-08-26$9.25/sh−164,106$1,517,981→ 0 total(indirect: See Footnote) - Disposition to Issuer
Restricted Stock Unit
2011-08-26−5,494→ 0 totalExercise: $0.00From: 2011-08-26Exp: 2011-08-26→ Common Stock (5,494 underlying)
Footnotes (4)
- [F1]Also referred to as ordinary shares.
- [F2]Pursuant to the Agreement and Plan of Merger, dated as of April 26, 2011 (the "Merger Agreement"), by and amond SMART Modular Technologies (WWH), Inc. (the "Company"), Saleen Holdings, Inc. ("Parent") and Saleen Acquisition, Inc., all ordinary shares were cancelled in exchange for the right to receive an amount per share in cash of $9.25. Pursuant to an agreement with Parent, the reporting person agreed to rollover ordinary shares into Parent shares based on such value of $9.25 per share.
- [F3]Represents shares of Common Stock held indirectly through trusts or partnershpis over which the reporting person may be deemed to exercise voting or dipsositive power.
- [F4]Represents Restricted Stock Units (RSUs) that immediately prior to the merger were accelerated and canceled in exchange for the right to receive an amount in cash equal to (i) the number of shares subject to such RSUs multiplied by (ii) $9.25, pursuant to the Merger Agreement.