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4//SEC Filing

MCKENNA DENNIS 4

Accession 0001209191-11-046372

CIK 0001326973other

Filed

Aug 31, 8:00 PM ET

Accepted

Sep 1, 7:58 PM ET

Size

10.6 KB

Accession

0001209191-11-046372

Insider Transaction Report

Form 4
Period: 2011-08-26
Transactions
  • Disposition to Issuer

    Restricted Stock Unit

    2011-08-265,4940 total
    Exercise: $0.00From: 2011-08-26Exp: 2011-08-26Common Stock (5,494 underlying)
  • Disposition to Issuer

    Common Stock

    2011-08-26$9.25/sh23,109$213,7580 total
  • Disposition to Issuer

    Stock Option

    2011-08-2650,0000 total
    Exercise: $1.27From: 2010-02-04Exp: 2019-02-03Common Stock (50,000 underlying)
Footnotes (4)
  • [F1]Also referred to as ordinary shares.
  • [F2]Pursuant to the Agreement and Plan of Merger, dated as of April 26, 2011 (the "Merger Agreement"), by and among SMART Modular Technologies (WWH), Inc. (the "Company"), Saleen Holdings, Inc. ("Parent") and Saleen Acquisition, Inc., all ordinary shares were cancelled in exchange for the right to receive an amount per share in cash of $9.25.
  • [F3]Represents Restricted Stock Units (RSUs) that immediately prior to the merger were accelerated and canceled in exchange for the right to receive an amount in cash equal to (i) the number of shares subject to such RSUs multiplied by (ii) $9.25, pursuant to the Agreement and Plan of Merger, dated as of April 26, 2011, by and among SMART Modular Technologies (WHH), Inc., a Cayman Islands exempted company, Saleen Holdings, Inc., a Cayman Islands exempted company and Saleen Acquisition, Inc., a Cayman Islands exempted company (the "Merger Agreement").
  • [F4]Represents shares subject to options cancelled immediately prior to the effective time of the merger in exchange for cash payment equal to (i) the excess of $9.25 over the per share exercise price of such option, multiplied by (ii) the number of shares covered by such option, pursuant to the Agreement and Plan of Merger, dated as of April 26, 2011, by and among SMART Modular Technologies (WHH), Inc., a Cayman Islands exempted company, Saleen Holdings, Inc., a Cayman Islands exempted company and Saleen Acquisition, Inc., a Cayman Islands exempted company (the "Merger Agreement").

Issuer

SMART Modular Technologies (WWH), Inc.

CIK 0001326973

Entity typeother

Related Parties

1
  • filerCIK 0001226313

Filing Metadata

Form type
4
Filed
Aug 31, 8:00 PM ET
Accepted
Sep 1, 7:58 PM ET
Size
10.6 KB