4//SEC Filing
Pepicello William John 4
Accession 0001209191-11-046523
CIK 0000929887other
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 3:53 PM ET
Size
7.4 KB
Accession
0001209191-11-046523
Insider Transaction Report
Form 4
APOLLO GROUP INCAPOL
Pepicello William John
President-UOPX
Transactions
- Tax Payment
Class A Common Stock
2011-08-31$46.83/sh−1,454$68,084→ 63,618 total
Footnotes (4)
- [F1]Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock.
- [F2]Includes (i) 15,960 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (ii) 18,910 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, (iii) 12,340 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, and (iv) 4,420 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 15,960 shares underlying the July 6, 2011 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of August 31, 2012, July 6, 2013, July 6, 2014, and July 6, 2015 vesting dates. The 18,910 shares underlying the January 14, 2011 RSUs will be issued when those units vest in three successive installments over the Reporting Person's period of service with the Issuer as follows: 20% of the RSUs will vest upon continuation in service through September 15, 2011, and the balance will vest in two successive equal annual installments upon continued service through September 15, 2012 and September 15, 2013, respectively. (footnote continued below)
- [F3](continued from footnote 2 above) The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. The 12,340 shares underlying the July 6, 2010 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in a series of four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the August 31, 2011, July 6, 2012, July 6, 2013, and July 6, 2014 vesting dates. The 4,420 shares underlying the July 2, 2009 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2012, and July 2, 2013 vesting dates. All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. (footnote continued below)
- [F4](continued from footnote 3 above) Does not include (i) the performance share award made to the Reporting Person on July 6, 2011 for 5,136 target shares of the Issuer's Class A common stock and (ii) the performance share award made to the Reporting Person on July 6, 2010 for 4,356 target shares of the Issuer's Class A common stock. Those shares will not actually convert into any such shares unless the applicable performance goal is attained at threshold level or above.
Documents
Issuer
APOLLO GROUP INC
CIK 0000929887
Entity typeother
Related Parties
1- filerCIK 0001366177
Filing Metadata
- Form type
- 4
- Filed
- Sep 1, 8:00 PM ET
- Accepted
- Sep 2, 3:53 PM ET
- Size
- 7.4 KB