4//SEC Filing
O'Sullivan Timothy 4
Accession 0001209191-11-046614
CIK 0001444363other
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 8:27 PM ET
Size
7.4 KB
Accession
0001209191-11-046614
Insider Transaction Report
Form 4
O'Sullivan Timothy
Chief Dealer
Transactions
- Exercise/Conversion
Common Stock
2011-08-31+4,523→ 16,523 total - Exercise/Conversion
Restricted Stock Unit
2011-08-31−4,523→ 40,703 totalExercise: $0.00→ Common Stock (4,523 underlying)
Footnotes (4)
- [F1]Reflects shares acquired in settlement of the vested restricted stock units listed in Table II.
- [F2]Restricted stock units are a contingent right to receive one share of common stock for no consideration.
- [F3]Includes 12,000 shares acquired through a restricted stock award on March 23, 2011. Such shares vest 25% per year on each of the first four anniversaries of the grant date. As of the date of this report, 0 shares are vested and 12,000 remain unvested.
- [F4]Such restricted stock units were granted on December 31, 2006 and vested ratably over four years, with one-fourth of the restricted units vesting on each of the first four anniversaries of the grant date. There is no expiration date. Payment for vested restricted stock units in the form of common stock occurs on August 31, 2011, July 1, 2012, July 13, 2013 and December 31, 2014.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeother
Related Parties
1- filerCIK 0001472334
Filing Metadata
- Form type
- 4
- Filed
- Sep 1, 8:00 PM ET
- Accepted
- Sep 2, 8:27 PM ET
- Size
- 7.4 KB