4//SEC Filing
Haines Andrew 4
Accession 0001209191-11-046617
CIK 0001444363other
Filed
Sep 1, 8:00 PM ET
Accepted
Sep 2, 9:11 PM ET
Size
11.6 KB
Accession
0001209191-11-046617
Insider Transaction Report
Form 4
Haines Andrew
Chief Information Officer
Transactions
- Exercise/Conversion
Common Stock
2011-08-31+2,261→ 13,087 total - Exercise/Conversion
Restricted Stock Unit
2011-08-31−2,261→ 3,393 totalExercise: $0.00→ Common Stock (2,261 underlying) - Exercise/Conversion
Common Stock
2011-08-31+565→ 10,826 total - Exercise/Conversion
Restricted Stock Unit
2011-08-31−565→ 2,827 totalExercise: $0.00→ Common Stock (565 underlying)
Footnotes (5)
- [F1]Reflects shares acquired as payment for the vested restricted units listed in Table II.
- [F2]Restricted stock units are a contingent right to receive one share of common stock for no consideration.
- [F3]Includes 8,000 shares acquired through a restricted on March 23, 2011. Such shares vest 25% per year on each of the first four anniversaries of the grant date. As of the date of this report 0 shares are vested and 8,000 remain unvested.
- [F4]Such restricted stock units were granted on June 30, 2007 and vested ratably over four years, with one-fourth of the restricted units vesting on each of the first four anniversaries of the grant date. There is no expiration date. Payment for vested restricted stock units in the form of common stock occurs on August 31, 2011, July 1, 2012, July 1, 2013 and December 31, 2014.
- [F5]Such restricted stock units were granted on December 31, 2006 and vested ratably over four years, with one-fourth of the restricted units vesting on each of the first four anniversaries of the grant date. There is no expiration date. Payment for vested restricted stock units in the form of common stock occurs on July 1, 2010, August 31, 2011, July 1, 2012 and December 31, 2014.
Documents
Issuer
GAIN Capital Holdings, Inc.
CIK 0001444363
Entity typeother
Related Parties
1- filerCIK 0001506262
Filing Metadata
- Form type
- 4
- Filed
- Sep 1, 8:00 PM ET
- Accepted
- Sep 2, 9:11 PM ET
- Size
- 11.6 KB