4//SEC Filing
CONWAY PHILIP J 4
Accession 0001209191-11-047454
CIK 0000868368other
Filed
Sep 11, 8:00 PM ET
Accepted
Sep 12, 3:26 PM ET
Size
28.6 KB
Accession
0001209191-11-047454
Insider Transaction Report
Form 4
CONWAY PHILIP J
Vice President
Transactions
- Exercise/Conversion
Stock Option (Right to Buy)
2011-09-09−15,002→ 0 totalExercise: $2.17Exp: 2011-10-16→ Common Stock (15,002 underlying) - Exercise/Conversion
Common Stock
2011-09-08$2.17/sh+2,800$6,062→ 396,943 total - Sale
Common Stock
2011-09-08$8.03/sh−2,800$22,484→ 394,143 total - Exercise/Conversion
Common Stock
2011-09-09$2.17/sh+17,200$37,238→ 411,343 total - Sale
Common Stock
2011-09-09$7.85/sh−17,200$135,020→ 394,143 total - Exercise/Conversion
Stock Option (Right to Buy)
2011-09-08−2,800→ 2,198 totalExercise: $2.17Exp: 2011-10-16→ Common Stock (4,998 underlying) - Exercise/Conversion
Stock Option (Right to Buy)
2011-09-09−2,198→ 0 totalExercise: $2.17Exp: 2011-10-16→ Common Stock (2,198 underlying)
Holdings
- 10,000
Stock Option (Right to Buy)
Exercise: $4.13From: 2004-01-02Exp: 2013-01-02→ Common Stock (10,000 underlying) - 9,600(indirect: By Spouse)
Common Stock
- 12,000
Stock Option (Right to Buy)
Exercise: $4.63From: 2005-01-02Exp: 2014-01-02→ Common Stock (12,000 underlying) - 20,000
Stock Option (Right to Buy)
Exercise: $5.70From: 2007-01-26Exp: 2016-01-26→ Common Stock (20,000 underlying) - 30,000
Stock Option (Right to Buy)
Exercise: $4.70From: 2006-01-01Exp: 2015-01-01→ Common Stock (30,000 underlying)
Footnotes (4)
- [F1]The price in Column 4 is a weighted average. The prices actually received ranged from $8.00 to $8.05. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F2]The price in Column 4 is a weighted average. The prices actually received ranged from $7.80 to $7.89. The reporting person will provide to the issuer, any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
- [F3]Currently 100% vested.
- [F4]Vest as to 25% annual cumulative installments beginning one year from date of grant, beginning the date shown.
Documents
Issuer
ROCHESTER MEDICAL CORPORATION
CIK 0000868368
Entity typeother
Related Parties
1- filerCIK 0001033090
Filing Metadata
- Form type
- 4
- Filed
- Sep 11, 8:00 PM ET
- Accepted
- Sep 12, 3:26 PM ET
- Size
- 28.6 KB