CRAIG STEWART 4
4 · STEMCELLS INC · Filed Sep 19, 2011
Insider Transaction Report
Form 4
STEMCELLS INCSTEM
CRAIG STEWART
SVP, Development & Operations
Transactions
- Tax Payment
Common Stock
2011-09-15$2.46/sh−856$2,106→ 25,788 total
Holdings
- 2,193(indirect: By 401(k))
Common Stock
Footnotes (3)
- [F1]This is recorded as a Code F disposition because the shares were used by the reporting person to pay a tax liability incurred by him from the delivery of shares incident to the vesting of restricted stock units.
- [F2]Includes (1) 15,000 restricted stock units, with 5,000 vesting on each of June 1, 2012, June 1, 2013 and June 1, 2014, and (2) 4,666 restricted stock units, with 2,333 vesting on each of September 15, 2012 and September 15, 2013. Amounts reflect automatic adjustments under applicable benefit plans triggered by issuer's 1 for 10 reverse stock split.
- [F3]Shares held in 401(k) account in accordance with issuer's employer-match policies.