Paz Ramon 4
4 · HeartWare International, Inc. · Filed Sep 20, 2011
Insider Transaction Report
Form 4
Paz Ramon
VP, Quality Assurance
Transactions
- Sale
Common Stock
2011-09-16$53.81/sh−1,628$87,603→ 6,705 total - Sale
Common Stock
2011-09-16$55.03/sh−820$45,125→ 5,885 total - Sale
Common Stock
2011-09-19$54.77/sh−5,143$281,682→ 0 total - Sale
Common Stock
2011-09-16$56.31/sh−742$41,782→ 5,143 total - Exercise/Conversion
Restricted Stock Unit
2011-09-16−8,333→ 11,333 totalFrom: 2011-09-16Exp: 2011-09-16→ Common Stock (8,333 underlying) - Exercise/Conversion
Common Stock
2011-09-16+8,333→ 8,333 total
Footnotes (7)
- [F1]On September 16, 2009, the reporting person was granted restricted stock units to acquire 25,000 shares of HeartWare International common stock. The award vests in three equal annual installments commencing on September 16, 2010. On September 16, 2011, 8,333 shares of common stock were automatically issued to the reporting person.
- [F2]These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F3]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $53.40 to $54.20. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F4]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $54.55 to $55.52. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F5]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $55.80 to $56.65. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F6]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $54.44 to $55.19. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F7]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.