McIntyre David 4
4 · HeartWare International, Inc. · Filed Sep 20, 2011
Insider Transaction Report
Form 4
McIntyre David
CFO & COO
Transactions
- Sale
Common Stock
2011-09-16$56.05/sh−5,599$313,824→ 17,887 total - Exercise/Conversion
Restricted Stock Unit
2011-09-16−24,167→ 36,666 totalFrom: 2011-09-16Exp: 2011-09-16→ Common Stock (24,167 underlying) - Sale
Common Stock
2011-09-19$55.02/sh−1,251$68,830→ 15,698 total - Sale
Common Stock
2011-09-19$54.77/sh−14,917$817,004→ 781 total - Exercise/Conversion
Common Stock
2011-09-16+24,167→ 24,948 total - Sale
Common Stock
2011-09-16$53.99/sh−313$16,899→ 24,635 total - Sale
Common Stock
2011-09-16$55.03/sh−1,149$63,229→ 23,486 total - Sale
Common Stock
2011-09-16$56.70/sh−938$53,185→ 16,949 total
Holdings
- 800(indirect: see footnote)
Common Stock
Footnotes (10)
- [F1]On September 16, 2009, the reporting person was granted restricted stock units to acquire 72,500 shares of HeartWare International common stock. The award vests in three equal annual installments commencing on September 16, 2010. On September 16, 2011, 24,167 shares of common stock were automatically issued to the reporting person.
- [F10]Each restricted stock unit represents a contingent right to receive one share of the Company's common stock.
- [F2]These shares were sold pursuant to a pre-arranged trading plan in accordance with Rule 10b5-1 of the Securities Exchange Act of 1934.
- [F3]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $53.52 to $54.52. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F4]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $54.56 to $55.53. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F5]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $55.60 to $56.59. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F6]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $56.61 to $56.84. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F7]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $54.81 to $55.25. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F8]The price represents the weighted average sale price for multiple transactions reported on this line. The prices of the transactions ranged from $54.44 to $55.19. The reporting person has provided the issuer and will provide any security holder of the issuer or the SEC Staff, upon request, information regarding the number of shares sold at each price within the range.
- [F9]Shares held by Mr. McIntyre's spouse.