Gray Adam 4
4 · BENIHANA INC · Filed Oct 3, 2011
Insider Transaction Report
Form 4
BENIHANA INCBNHN/BNHNA
Gray Adam
Director
Transactions
- Purchase
Common Stock
2011-06-14$9.23/sh+33,000$304,590→ 265,483 total(indirect: See Footnote) - Purchase
Common Stock
2011-08-30$7.60/sh+519$3,944→ 554,562 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-09-07$8.25/sh+803$6,625→ 1,899,765 total(indirect: See Footnote) - Purchase
Common Stock
2011-09-21$8.30/sh+2,500$20,750→ 604,231 total(indirect: See Footnote) - Purchase
Common Stock
2011-09-22$8.28/sh+411$3,403→ 604,642 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-06-14$9.24/sh+27,000$249,480→ 1,490,883 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-08-30$7.51/sh+2,000$15,020→ 1,845,883 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-09-01$8.26/sh+26,942$222,541→ 1,872,825 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-09-06$8.25/sh+17,137$141,380→ 1,898,962 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-09-08$8.14/sh+22,060$179,568→ 1,921,825 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-09-09$8.30/sh+24,700$205,010→ 1,946,525 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-09-20$8.28/sh+12,369$102,415→ 1,958,894 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-09-21$8.26/sh+4,947$40,862→ 1,963,841 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-06-15$9.43/sh+75,000$707,250→ 1,565,883 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-06-16$9.60/sh+153,000$1,468,800→ 1,718,883 total(indirect: See Footnote) - Purchase
Common Stock
2011-06-16$9.60/sh+226,560$2,174,976→ 554,043 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-09-02$8.13/sh+9,000$73,170→ 1,881,825 total(indirect: See Footnote) - Purchase
Common Stock
2011-09-08$8.23/sh+20,300$167,069→ 586,520 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-06-24$9.50/sh+125,000$1,187,500→ 1,843,883 total(indirect: See Footnote) - Purchase
Common Stock
2011-09-01$8.23/sh+11,658$95,945→ 566,220 total(indirect: See Footnote) - Purchase
Common Stock
2011-09-09$8.24/sh+3,300$27,192→ 589,820 total(indirect: See Footnote) - Purchase
Common Stock
2011-09-20$8.24/sh+11,911$98,147→ 601,731 total(indirect: See Footnote) - Purchase
Class A Common Stock
2011-09-22$8.28/sh+10,197$84,431→ 1,974,038 total(indirect: See Footnote) - Purchase
Common Stock
2011-06-15$9.44/sh+62,000$585,280→ 327,483 total(indirect: See Footnote)
Footnotes (21)
- [F1]These securities are held directly by (a) Coliseum Capital Partners, L.P., an investment limited partnership of which Coliseum Capital, LLC, a Delaware limited liability company ("CC"), is general partner and for which Coliseum Capital Management, LLC, a Delaware limited liability company ("CCM"), serves as investment adviser, and (b) Blackwell Partners, LLC ("Blackwell"), a separate account investment advisory client of CCM. Christopher Shackelton and Adam Gray manage CCM and CC. Each of Christopher Shackelton, Adam Gray, Blackwell, CCP, CC and CCM disclaims beneficial ownership of these securities except to the extent of that person's pecuniary interest therein.
- [F10]This transaction was executed in multiple trades at prices ranging from $8.16 to $8.40. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F11]This transaction was executed in multiple trades at prices ranging from $8.20 to $8.40. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F12]This transaction was executed in multiple trades at prices ranging from $8.11 to $8.15. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F13]This transaction was executed in multiple trades at prices ranging from $8.01 to $8.25. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F14]This transaction was executed in multiple trades at prices ranging from $8.13 to $8.25. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F15]This transaction was executed in multiple trades at prices ranging from $8.01 to $8.50. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F16]This transaction was executed in multiple trades at prices ranging from $8.20 to $8.45. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F17]This transaction was executed in multiple trades at prices ranging from $8.19 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F18]This transaction was executed in multiple trades at prices ranging from $8.19 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F19]This transaction was executed in multiple trades at prices ranging from $8.21 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F2]This transaction was executed in multiple trades at prices ranging from $9.00 to $9.40. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F20]This transaction was executed in multiple trades at prices ranging from $8.15 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F21]This transaction was executed in multiple trades at prices ranging from $7.99 to $8.30. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F3]This transaction was executed in multiple trades at prices ranging from $9.03 to $9.40. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F4]This transaction was executed in multiple trades at prices ranging from $9.40 to $9.45. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F5]This transaction was executed in multiple trades at prices ranging from $9.28 to $9.45. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F6]This transaction was executed in multiple trades at prices ranging from $9.53 to $9.60. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F7]This transaction was executed in multiple trades at prices ranging from $9.47 to $9.50. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F8]This transaction was executed in multiple trades at prices ranging from $7.51 to $7.52. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.
- [F9]This transaction was executed in multiple trades at prices ranging from $7.49 to $7.68. The reported price reflects the weighted average purchase price. The Reporting Person filing this report hereby undertakes to provide upon request by the SEC staff, Benihana Inc. or a shareholder of Benihana Inc. full information regarding the number of shares purchased at each separate price.