4//SEC Filing
KELLY R JAMES 4
Accession 0001209191-11-051730
CIK 0000034408other
Filed
Oct 12, 8:00 PM ET
Accepted
Oct 13, 7:53 PM ET
Size
21.2 KB
Accession
0001209191-11-051730
Insider Transaction Report
Form 4
KELLY R JAMES
President and COO
Transactions
- Sale
Common Stock
2011-10-11$53.72/sh−21,808$1,171,458→ 337,098 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-10-11−21,808→ 99,526 totalExercise: $27.31From: 2009-10-09Exp: 2012-10-08→ Common Stock (21,808 underlying) - Exercise/Conversion
Common Stock
2011-10-11$27.31/sh+21,808$595,576→ 358,906 total - Sale
Common Stock
2011-10-12$54.31/sh−99,526$5,405,745→ 340,321 total - Sale
Common Stock
2011-10-12$54.69/sh−3,223$176,267→ 337,098 total - Exercise/Conversion
Common Stock
2011-10-12$27.31/sh+99,526$2,718,055→ 436,624 total - Exercise/Conversion
Common Stock
2011-10-12$23.36/sh+3,223$75,289→ 439,847 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-10-12−99,526→ 0 totalExercise: $27.31From: 2009-10-09Exp: 2012-10-08→ Common Stock (99,526 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-10-12−3,223→ 163,752 totalExercise: $23.36From: 2010-10-07Exp: 2013-10-06→ Common Stock (3,223 underlying)
Footnotes (5)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.0701 to $53.77, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4.
- [F2]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $53.7001 to $54.67, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- [F3]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $54.67 to $54.74, inclusive. The reporting person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- [F4]This option was granted on October 9, 2007, under the Family Dollar Stores, Inc. 2006 Incentive Plan, and no portion of the option was exercisable prior to October 9, 2009. Thereafter, the option vested in cumulative installments of not more than 40% of the number of shares subject to the option on October 9, 2009, 70% on October 9, 2010, and 100% on October 9, 2011.
- [F5]This option was granted on October 7, 2008, under the Family Dollar Stores, Inc. 2006 Incentive Plan, and no portion of the option was exercisable prior to October 7, 2010. Thereafter, the option became or will become vested in cumulative installments of not more than 40% of the number of shares subject to the option on October 7, 2010, 70% on October 7, 2011, and 100% on October 7, 2012.
Documents
Issuer
FAMILY DOLLAR STORES INC
CIK 0000034408
Entity typeother
Related Parties
1- filerCIK 0001222845
Filing Metadata
- Form type
- 4
- Filed
- Oct 12, 8:00 PM ET
- Accepted
- Oct 13, 7:53 PM ET
- Size
- 21.2 KB