4//SEC Filing
MISCHELL THOMAS E 4
Accession 0001209191-11-053146
CIK 0001042046other
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 4:38 PM ET
Size
11.3 KB
Accession
0001209191-11-053146
Insider Transaction Report
Form 4
MISCHELL THOMAS E
Sr. V.P. - Taxes
Transactions
- Exercise/Conversion
Common Stock
2011-10-27$20.01/sh+52,500$1,050,352→ 220,744 total - Exercise/Conversion
Stock Option Exercise
2011-10-27−52,500→ 0 totalExercise: $20.01Exp: 2014-02-27→ Common Stock (52,500 underlying) - Sale
Common Stock
2011-10-27$36.24/sh−52,500$1,902,374→ 168,244 total
Holdings
- 21,568(indirect: ESPP)
Common Stock
- 47,516.081(indirect: By 401(k))
Common Stock
Footnotes (4)
- [F1]The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.04 to $36.44, inclusive. The reporting person undertakes to provide to American Financial Group, Inc., ("AFG"), any security holder of AFG, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- [F2]Shares owned by the reporting Person in the Issuer's Employee Stock Purchase Plan (the "ESPP"). All ESPP information reporting herein is based on a plan statement dated as of 12/31/2010.
- [F3]Represents amounts held by the Reporting Person in the Issuer's retirement plan. Each share is the economic equivalent of one share of common stock. Upon termination of employment or earlier, if so elected, the Reporting Person's account balance may be distributed, at the option of the Issuer, either in case or in shares of the Issuer's common stock.
- [F4]These Employee Stock Options ("Options") become exercisable as to 20% of the shares initially granted on the first anniversary of the date of grant, with an additional 20% becoming exercisable on each subsequent anniversary. The Options were granted under the Issuer's Stock Option Plan pursuant to Rule 16b-3.
Documents
Issuer
AMERICAN FINANCIAL GROUP INC
CIK 0001042046
Entity typeother
Related Parties
1- filerCIK 0001185853
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 4:38 PM ET
- Size
- 11.3 KB