4//SEC Filing
Pepicello William John 4
Accession 0001209191-11-053169
CIK 0000929887other
Filed
Oct 27, 8:00 PM ET
Accepted
Oct 28, 5:05 PM ET
Size
7.1 KB
Accession
0001209191-11-053169
Insider Transaction Report
Form 4
APOLLO GROUP INCAPOL
Pepicello William John
President-UOPX
Transactions
- Tax Payment
Class A Common Stock
2011-10-26$47.59/sh−1,282$61,010→ 49,136 total
Footnotes (4)
- [F1]Represents shares of the Issuer's Class A common stock withheld to satisfy the Issuer's tax withholding obligation upon the vesting of restricted stock units (RSUs) and the issuance of the underlying shares of Class A common stock.
- [F2]Includes (i) 15,960 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2011, (ii) 15,128 shares of the Issuer's Class A common stock subject to RSUs granted January 14, 2011, (iii) 9,255 shares of the Issuer's Class A common stock subject to RSUs granted July 6, 2010, and (iv) 4,420 shares of the Issuer's Class A common stock subject to RSUs granted July 2, 2009. The 15,960 shares underlying the July 6, 2011 RSUs will be issued when those units vest (subject to an initial performance-vesting requirement) in four successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of August 31, 2012, July 6, 2013, July 6, 2014, and July 6, 2015 vesting dates. The 15,128 shares underlying the January 14, 2011 RSUs will be issued when those units vest in two successive installments over the Reporting Person's period of service with the Issuer through each of the September 15, 2012 and September 15, 2013 vesting dates.
- [F3](continued from footnote 2 above) The January 14, 2011 RSUs will vest in full on an accelerated basis upon an involuntary termination of the Reporting Person's service without cause. The 9,255 shares underlying the July 6, 2010 RSUs will be issued when those units vest in a series of three successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 6, 2012, July 6, 2013, and July 6, 2014 vesting dates. The 4,420 shares underlying the July 2, 2009 RSUs will be issued when those units vest in a series of two successive equal installments upon the Reporting Person's continuation in service with the Issuer through each of the July 2, 2012, and July 2, 2013 vesting dates. (footnote continued below)
- [F4](continued from footnote 3 above) All of the RSUs are subject to accelerated vesting upon certain changes in ownership or control of the Issuer. Does not include (i) 5,136 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2011 and (ii) 4,356 shares of the Issuer's Class A common stock subject to the performance share award made to the Reporting Person on July 6, 2010. Those awards will not actually convert into any shares unless the applicable performance goals are attained at threshold level or above.
Documents
Issuer
APOLLO GROUP INC
CIK 0000929887
Entity typeother
Related Parties
1- filerCIK 0001366177
Filing Metadata
- Form type
- 4
- Filed
- Oct 27, 8:00 PM ET
- Accepted
- Oct 28, 5:05 PM ET
- Size
- 7.1 KB