GLASS JAMES 4

Accession 0001209191-11-054186

CIK 0000914024other

Filed

Nov 2, 8:00 PM ET

Accepted

Nov 3, 4:26 PM ET

Size

28.6 KB

Accession

0001209191-11-054186

Form 4

Period: 2011-11-01

(see below)

Transactions

Award
Restricted Stock Units
2011-11-01+7,258→ 7,258 total
Exercise: $0.00From: 2012-11-01→ Common Stock (7,258 underlying)

Holdings

Employee Stock Option (Right to Buy)
Exercise: $20.76From: 2006-10-13Exp: 2015-10-13→ Common Stock (861 underlying)
861
Restricted Stock Units
Exercise: $0.00From: 2010-01-01→ Common Stock (1,015 underlying)
1,015
Employee Stock Option (Right to Buy)
Exercise: $16.42From: 2006-01-21Exp: 2015-01-21→ Common Stock (1,761 underlying)
1,761
Restricted Stock Units
Exercise: $0.00From: 2012-01-01→ Common Stock (1,115 underlying)
1,115
Restricted Stock Units
Exercise: $0.00From: 2010-01-01→ Common Stock (965 underlying)
965
Common Stock
3,728
Employee Stock Option (Right to Buy)
Exercise: $27.79From: 2011-01-01Exp: 2019-10-29→ Common Stock (1,526 underlying)
1,526
Employee Stock Option (Right to Buy)
Exercise: $17.89From: 2010-01-01Exp: 2018-10-31→ Common Stock (3,167 underlying)
3,167
Employee Stock Option (Right to Buy)
Exercise: $26.70From: 2007-11-01Exp: 2016-11-01→ Common Stock (2,129 underlying)
2,129
Stock Appreciation Rights
Exercise: $30.56From: 2012-01-01Exp: 2020-10-29→ Common Stock (2,232 underlying)
2,232
Restricted Stock Units
Exercise: $0.00From: 2011-01-01→ Common Stock (691 underlying)
691
Employee Stock Option (Right to Buy)
Exercise: $67.19From: 2009-01-01Exp: 2017-12-07→ Common Stock (1,228 underlying)
1,228
Restricted Stock Units
Exercise: $0.00From: 2009-01-01→ Common Stock (165 underlying)
165

Footnotes (7)

[F1]The options vest in four (4) equal annual installments beginning on the date indicated in this column.
[F2]Stock appreciation rights that were granted pursuant to the Company's 2008 Omnibus Incentive Plan on 10/29/2010 that vest in four (4) annual installments of 25% commencing January 1, 2012.
[F3]Each restricted stock unit (RSU) represents a contingent right to recieve, at Issuer's discretion, either one share of the Issuer's no par value common stock or receive a cash payment equal to the fair market value per share of the Issuer's stock on the vesting date multiplied by the number of restricted stock units that became vested on the vesting date.
[F4]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the date indicated in this column.
[F5]The restricted stock units have no expiration date.
[F6]The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.
[F7]The restricted stock units vest in three (3) annual installments commencing on November 1, 2012, with 33% vesting on November 1, 2012 and November 1, 2013, and 34% vesting on November 1, 2014.

Documents

2 files

SHAW GROUP INC

CIK 0000914024

Entity typeother