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Home/Filings/4/0001209191-11-054736
4//SEC Filing

BAL BRUCE J 4

Accession 0001209191-11-054736

CIK 0001014672other
View on SEC.govCompany Profile

Filed

Nov 6, 7:00 PM ET

Accepted

Nov 7, 4:22 PM ET

Size

37.7 KB

Accession

0001209191-11-054736

Insider Transaction Report

Form 4
Period: 2011-11-07
CALIPER LIFE SCIENCES INCCALP
BAL BRUCE J
Sr.VP, Operations
Transactions
  • Disposition to Issuer

    Common Stock

    2011-11-07$10.50/sh−126,279$1,325,930→ 0 total
  • Disposition to Issuer

    Option (Right to Buy)

    2011-11-07−150,000→ 0 total
    Exercise: $5.46Exp: 2013-07-13→ Common Stock (150,000 underlying)
  • Disposition to Issuer

    Option (Right to Buy)

    2011-11-07−13,500→ 0 total
    Exercise: $6.25Exp: 2015-08-16→ Common Stock (13,500 underlying)
  • Disposition to Issuer

    Option (Right to Buy)

    2011-11-07−81,000→ 0 total
    Exercise: $6.02Exp: 2017-02-26→ Common Stock (81,000 underlying)
  • Disposition to Issuer

    Option (Right to Buy)

    2011-11-07−75,000→ 0 total
    Exercise: $4.09Exp: 2018-03-05→ Common Stock (75,000 underlying)
  • Disposition to Issuer

    Restricted Stock Unit

    2011-11-07−15,000→ 0 total
    → Common Stock (15,000 underlying)
  • Disposition to Issuer

    Option (Right to Buy)

    2011-11-07−27,000→ 0 total
    Exercise: $5.85Exp: 2014-07-29→ Common Stock (27,000 underlying)
  • Disposition to Issuer

    Option (Right to Buy)

    2011-11-07−47,000→ 0 total
    Exercise: $6.40Exp: 2016-03-28→ Common Stock (47,000 underlying)
  • Disposition to Issuer

    Restricted Stock Unit

    2011-11-07−16,000→ 0 total
    → Common Stock (16,000 underlying)
  • Disposition to Issuer

    Option (Right to Buy)

    2011-11-07−75,000→ 0 total
    Exercise: $1.30Exp: 2019-03-02→ Common Stock (75,000 underlying)
  • Disposition to Issuer

    Option (Right to Buy)

    2011-11-07−60,000→ 0 total
    Exercise: $3.42Exp: 2020-02-22→ Common Stock (60,000 underlying)
  • Disposition to Issuer

    Option (Right to Buy)

    2011-11-07−47,000→ 0 total
    Exercise: $6.57Exp: 2021-02-22→ Common Stock (47,000 underlying)
  • Disposition to Issuer

    Restricted Stock Unit

    2011-11-07−4,500→ 0 total
    → Common Stock (4,500 underlying)
  • Disposition to Issuer

    Restricted Stock Unit

    2011-11-07−19,250→ 0 total
    → Common Stock (19,250 underlying)
Footnotes (13)
  • [F1]Shares were disposed of pursuant to the terms of the merger agreement (the "Merger Agreement") between the Issuer, PerkinElmer, Inc. and PerkinElmer Hopkinton Co. in exchange for the right to receive $10.50 per share in cash.
  • [F10]This option, which provided for vesting as to 25% of the underlying shares on the first anniversary of the grant date and as to an additional 1/48 of the shares monthly thereafter until the fourth anniversary of the grant date, became fully vested and cancelled as of the effective time of the merger pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $3.93 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
  • [F11]Each restricted stock unit represents a contingent right to receive on share of Issuer common stock.
  • [F12]These restricted stock units, which provided for vesting in four equal annual installments, became fully vested and cancelled as of the effective time of the merger pursuant to the Merger Agreement in exchange for a cash payment equal to $10.50 per restricted stock unit.
  • [F13]These restricted stock units do not have an expiration date.
  • [F2]This option, which was fully vested on 07/14/2007, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $5.04 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
  • [F3]This option, which was fully vested on 07/30/2008, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $4.65 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
  • [F4]This option, which was fully vested on 08/17/2009, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $4.25 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
  • [F5]This option, which was fully vested on 03/29/2010, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $4.10 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
  • [F6]This option, which was fully vested on 02/27/2011, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $4.48 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
  • [F7]This option, which provided for vesting as to 25% of the underlying shares on the first anniversary of the grant date and as to an additional 1/48 of the shares monthly thereafter until the fourth anniversary of the grant date, became fully vested and cancelled as of the effective time of the merger pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $6.41 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
  • [F8]This option, which provided for vesting as to 25% of the underlying shares on the first anniversary of the grant date and as to an additional 1/48 of the shares monthly thereafter until the fourth anniversary of the grant date, became fully vested and cancelled as of the effective time of the merger pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $9.20 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
  • [F9]This option, which provided for vesting as to 25% of the underlying shares on the first anniversary of the grant date and as to an additional 1/48 of the shares monthly thereafter until the fourth anniversary of the grant date, became fully vested and cancelled as of the effective time of the merger pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $7.08 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.

Documents

1 file

Issuer

CALIPER LIFE SCIENCES INC

CIK 0001014672

→
Entity typeother

Related Parties

1
  • filerCIK 0001263377

Filing Metadata

Form type
4
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 4:22 PM ET
Size
37.7 KB
View on SEC.gov