4//SEC Filing
CALIPER LIFE SCIENCES INC 4
Accession 0001209191-11-054739
CIK 0001014672operating
Filed
Nov 6, 7:00 PM ET
Accepted
Nov 7, 4:27 PM ET
Size
26.7 KB
Accession
0001209191-11-054739
Insider Transaction Report
Form 4
CARTER DAVID WARREN
Director
Transactions
- Disposition to Issuer
Common Stock
2011-11-07$10.50/sh−14,746$154,833→ 0 total(indirect: By Trust) - Disposition to Issuer
Option (Right to Buy)
2011-11-07−11,731→ 0 totalExercise: $4.25Exp: 2017-06-05→ Common Stock (11,731 underlying) - Disposition to Issuer
Option (Right to Buy)
2011-11-07−18,924→ 0 totalExercise: $1.52Exp: 2019-06-02→ Common Stock (18,924 underlying) - Disposition to Issuer
Option (Right to Buy)
2011-11-07−3,878→ 0 totalExercise: $7.20Exp: 2021-06-02→ Common Stock (3,878 underlying) - Disposition to Issuer
Common Stock
2011-11-07$10.50/sh−184,589$1,938,185→ 0 total - Disposition to Issuer
Option (Right to Buy)
2011-11-07−25,000→ 0 totalExercise: $4.25Exp: 2016-08-09→ Common Stock (25,000 underlying) - Disposition to Issuer
Common Stock
2011-11-07$10.50/sh−23,427$245,984→ 0 total(indirect: By Trust) - Disposition to Issuer
Option (Right to Buy)
2011-11-07−15,790→ 0 totalExercise: $3.43Exp: 2018-06-03→ Common Stock (15,790 underlying) - Disposition to Issuer
Restricted Stock Unit
2011-11-07−2,430→ 0 total→ Common Stock (2,430 underlying) - Disposition to Issuer
Option (Right to Buy)
2011-11-07−7,030→ 0 totalExercise: $4.00Exp: 2020-06-02→ Common Stock (7,030 underlying)
Footnotes (12)
- [F1]Shares were disposed of pursuant to the terms of the merger agreement (the "Merger Agreement") between the Issuer, PerkinElmer, Inc. and PerkinElmer Hopkinton Co. in exchange for the right to receive $10.50 per share in cash.
- [F10]Each restricted stock unit represents a contingent right to receive on share of Issuer common stock.
- [F11]These restricted stock units, which provided for one-year vesting from the date of grant, became fully vested and cancelled as of the effective time of the merger pursuant to the Merger Agreement in exchange for a cash payment equal to $10.50 per restricted stock unit.
- [F12]These restricted stock units do not have an expiration date.
- [F2]Holdings in TTEE David W. Carter TR, The Survivor's Trustor's Share, U/A/D/, of which Mr. Carter is a trustee.
- [F3]Holdings in the Carter's descendents Trust, of which Mr. Carter is a trustee.
- [F4]This option, which was fully vested on 08/10/2011, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $6.25 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
- [F5]This option, which was fully vested on 06/06/2008, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $6.25 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
- [F6]This option, which was fully vested on 06/04/2009, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $7.07 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
- [F7]This option, which was fully vested on 06/03/2010, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $8.98 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
- [F8]This option, which was fully vested on 06/03/2011, was cancelled pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $6.50 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
- [F9]This option, which provided for vesting as to 25% of the underlying shares on the first anniversary of the grant date and as to an additional 1/48 of the shares monthly thereafter until the fourth anniversary of the grant date, became fully vested and cancelled as of the effective time of the merger pursuant to the Merger Agreement in exchange for a cash payment for each share underlying the option equal to $3.30 per share, representing the difference between the merger consideration of $10.50 per share and the exercise price of the option.
Documents
Issuer
CALIPER LIFE SCIENCES INC
CIK 0001014672
Entity typeoperating
IncorporatedDE
Related Parties
1- filerCIK 0001014672
Filing Metadata
- Form type
- 4
- Filed
- Nov 6, 7:00 PM ET
- Accepted
- Nov 7, 4:27 PM ET
- Size
- 26.7 KB