Behrman Deborah J. 4
4 · Financial Engines, Inc. · Filed Nov 14, 2011
Insider Transaction Report
Form 4
Behrman Deborah J.
VP, Human Resources
Transactions
- Exercise/Conversion
Common Stock
2011-11-11$6.51/sh+7,000$45,570→ 30,409 total - Sale
Common Stock
2011-11-11$22.55/sh−7,000$157,838→ 23,409 total - Exercise/Conversion
Common Stock
2011-11-11$7.99/sh+14,000$111,860→ 37,409 total - Sale
Common Stock
2011-11-11$22.55/sh−14,000$315,676→ 23,409 total - Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-11-11−7,000→ 10,544 totalExercise: $6.51Exp: 2018-11-11→ Common Stock (7,000 underlying) - Exercise/Conversion
Employee Stock Option (Right to Buy)
2011-11-11−14,000→ 32,052 totalExercise: $7.99Exp: 2019-11-09→ Common Stock (14,000 underlying)
Footnotes (3)
- [F1]The price reported in Col 4 is a weighted average purchase price. These shares were purchased in multiple transactions at prices ranging from $22.47 to $22.68 inclusive. The reporting person undertakes to provide, upon request, Financial Engines, Inc., any shareholder thereof, or staff of the Securities and Exchange Commission, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
- [F2]The option award vests as to 8,660 shares on 11/11/09, and the remaining shares vest monthly thereafter from 12/11/09 to 11/11/12.
- [F3]The option award vests as to 15,621 shares on 11/09/10, and the remaining shares vest monthly thereafter from 12/09/10 to 11/09/12.