FOGARTY MICHAEL J 4
4 · HMN FINANCIAL INC · Filed Nov 15, 2011
Insider Transaction Report
Form 4
FOGARTY MICHAEL J
Director
Transactions
- Purchase
Common Stock
2011-11-14$2.01/sh+1,000$2,010→ 1,500 total(indirect: By Trust)
Holdings
- 3,000(indirect: By IRA)
Common Stock
- 6,000
Option to Buy
Exercise: $16.25From: 2004-04-23Exp: 2012-04-23→ Common Stock (3,000 underlying) - 9,000
Option to Buy
Exercise: $16.25From: 2005-04-23Exp: 2012-04-23→ Common Stock (3,000 underlying) - 12,000
Option to Buy
Exercise: $16.25From: 2006-04-23Exp: 2012-04-23→ Common Stock (3,000 underlying) - 15,000
Option to Buy
Exercise: $16.25From: 2007-04-23Exp: 2012-04-23→ Common Stock (3,000 underlying) - 1,000(indirect: By Trust)
Common Stock
- 3,000
Option to Buy
Exercise: $16.25From: 2003-04-23Exp: 2012-04-23→ Common Stock (3,000 underlying)
Footnotes (3)
- [F1]Purchase of 500 shares not previously reported. Adding 2000 shares that were incorrectly designated as Michael J Fogarty Trust in prior filings (4/24/2009 1000 shares, 5/7/2010 506 shares, and 5/18/2010 494 shares)and deducting 500 shares that were transferred to the Michael J Fogarty Trust on 3/31/2009 as a required distribution. Filing of this report is deemed to amend reports filed since the earliest referenced date of 7/11/2008 and subsequent filings.
- [F2]Previously unreported transaction. 3400 share balance reflects a running balance prior to the 3/4/2009 transaction. Filing of this report is deemed to amend reports filed since the earliest referenced date of 3/4/2009 and subsequent filings.
- [F3]Previously unreported transaction. Balance of 500 shares also reflects deduction of 2000 shares that were incorrectly allocated to the Michael J Fogarty Trust. They are now reflected in the balance of the Michael J Fogarty IRA/SEP (4/24/2009 1000 shares, 5/7/2010 506 shares, and 5/18/2010 494 shares). Balance also reflects the transfer of 500 shares to the Michael J Fogarty Trust as a required distribution from the Michael J Fogarty IRA/SEP. Filing of this report is deemed to amend reports filed since the earliest referenced date of 3/5/2009 and subsequent filings.