4//SEC Filing
NAM KI Y 4
Accession 0001209191-11-056958
CIK 0001434589other
Filed
Nov 16, 7:00 PM ET
Accepted
Nov 17, 9:15 PM ET
Size
24.5 KB
Accession
0001209191-11-056958
Insider Transaction Report
Form 4
T3 Motion, Inc.TTTM
NAM KI Y
DirectorCEO and Chairman10% Owner
Transactions
- Purchase
Common Stock
2011-11-16$0.39/sh+15,000$5,838→ 2,988,579 total(indirect: By Trust)
Holdings
- 632,243(indirect: By Trust)
Series I Common Stock Purchase Warrants (right to buy)
Exercise: $3.50Exp: 2016-05-13→ Common Stock (632,243 underlying) - 30,000
Option (right to buy)
Exercise: $5.00Exp: 2020-07-21→ Common Stock (30,000 underlying) - 632,243(indirect: By Trust)
Series H Common Stock Purchase Warrants (right to buy)
Exercise: $3.00Exp: 2013-05-13→ Common Stock (632,243 underlying) - 27,478(indirect: By Trust)
Series E Common Stock Purchase Warrants (right to buy)
Exercise: $7.87Exp: 2014-12-29→ Common Stock (27,478 underlying) - 195,373(indirect: By Trust)
Series G Common Stock Purchase Warrants (right to buy)
Exercise: $5.00Exp: 2014-12-29→ Common Stock (195,373 underlying) - 100,000
Option (right to buy)
Exercise: $7.70Exp: 2017-12-10→ Common Stock (100,000 underlying) - 632,243
Common Stock
- 90,000(indirect: By Son)
Common Stock
- 50,000(indirect: By Trust)
Series J Common Stock Purchase Warrants (right to buy)
Exercise: $3.50Exp: 2016-04-25→ Common Stock (50,000 underlying) - 100,000
Option (right to buy)
Exercise: $5.00Exp: 2021-02-24→ Common Stock (100,000 underlying)
Footnotes (6)
- [F1]Represents the weighted average purchase price for the reported transactions. The range of prices for such transactions was $0.3801 to $0.39.
- [F2]The reporting person undertakes to provide upon request by the Commission staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each separate price.
- [F3]Currently exercisable in full.
- [F4]Option is exercisable only for vested shares. 25% of the shares underlying the option vest on July 21, 2011, the one year anniversary of the vesting commencement date; the remainder vest monthly in equal installments over the subsequent three year period.
- [F5]Option is exercisable only for vested shares. 25% of the shares underlying the option vest on January 15, 2012, the one year anniversary of the vesting commencement date; the remainder vest monthly in equal installments over the subsequent three year period.
- [F6]Option is exercisable only for vested shares. 25% of the shares underlying the option vest on December 10, 2008, the one year anniversary of the vesting commencement date; the remainder vest monthly in equal installments over the subsequent three year period.
Issuer
T3 Motion, Inc.
CIK 0001434589
Entity typeother
Related Parties
1- filerCIK 0001033051
Filing Metadata
- Form type
- 4
- Filed
- Nov 16, 7:00 PM ET
- Accepted
- Nov 17, 9:15 PM ET
- Size
- 24.5 KB