|4Nov 18, 4:55 PM ET

Behrman Deborah J. 4

4 · Financial Engines, Inc. · Filed Nov 18, 2011

Insider Transaction Report

Form 4
Period: 2011-11-17
Behrman Deborah J.
VP, Human Resources
Transactions
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2011-11-171,6000 total
    Exercise: $6.51Exp: 2018-11-11Common Stock (1,600 underlying)
  • Exercise/Conversion

    Common Stock

    2011-11-17$6.51/sh+1,600$10,41625,009 total
  • Exercise/Conversion

    Common Stock

    2011-11-17$7.99/sh+4,532$36,21129,541 total
  • Exercise/Conversion

    Employee Stock Option (Right to Buy)

    2011-11-174,5320 total
    Exercise: $7.99Exp: 2019-11-09Common Stock (4,532 underlying)
Footnotes (2)
  • [F1]The option award vests as to 3840 shares on 11/11/09, and the remaining shares vest monthly thereafter from 12/11/09 to 11/11/12.
  • [F2]The option award vests as to 3128 shares on 11/09/10, and the remaining shares vest monthly thereafter from 12/09/10 to 11/09/12.

Documents

1 file
  • 4
    doc4.xmlPrimary

    FORM 4 SUBMISSION