Lauer Thomas Charles 4
4 · FIDUS INVESTMENT Corp · Filed Nov 23, 2011
Insider Transaction Report
Form 4
Lauer Thomas Charles
Director
Transactions
- Purchase
Common Stock
2011-11-21$11.92/sh+632$7,533→ 65,797.936 total - Purchase
Common Stock
2011-11-22$12.00/sh+500$6,000→ 66,297.936 total
Footnotes (2)
- [F1]An aggregate of 632 shares of common stock were purchased in multiple trades on 11/21/2011 at prices ranging from $11.90 to $12.00, inclusive. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, Fidus Investment Corporation or a stockholder of Fidus Investment Corporation, full information regarding the number of shares and prices at which the transaction was effected.
- [F2]Includes 458.936 shares of common stock received by reporting person in 2011 pursuant to the Dividend Reinvestment Plan of Fidus Investment Corporation.