4//SEC Filing
Chambers Garry 4
Accession 0001209191-11-057944
CIK 0001279695other
Filed
Nov 22, 7:00 PM ET
Accepted
Nov 23, 3:09 PM ET
Size
18.4 KB
Accession
0001209191-11-057944
Insider Transaction Report
Form 4
Chambers Garry
Vice President, Operations
Transactions
- Award
Stock Option (Right to Buy)
2011-11-18+25,000→ 25,000 totalExercise: $0.00Exp: 2018-11-17→ Common Stock (25,000 underlying) - Award
Common Stock
2011-11-18+1,123→ 1,761,424 total
Holdings
- 16,667
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-05-14→ Common Stock (16,667 underlying) - 25,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2017-11-10→ Common Stock (25,000 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $1.72Exp: 2019-11-09→ Common Stock (100,000 underlying) - 105,000
Stock Option (Right to Buy)
Exercise: $0.00Exp: 2019-06-28→ Common Stock (105,000 underlying) - 100,000
Stock Option (Right to Buy)
Exercise: $0.89Exp: 2018-03-16→ Common Stock (100,000 underlying) - 576,336
Stock Option (Right to Buy)
Exercise: $0.22Exp: 2013-12-30→ Common Stock (576,336 underlying) - 36,248
Stock Option (Right to Buy)
Exercise: $0.26Exp: 2015-12-31→ Common Stock (36,248 underlying) - 36,000
Stock Option (Right to Buy)
Exercise: $1.18Exp: 2017-03-22→ Common Stock (36,000 underlying)
Footnotes (10)
- [F1]The exercise prices reported are stated in Australian dollars.
- [F10]The stock options vested and became exercisable in three equal tranches on 12/31/07, 12/31/08, and 12/31/09.
- [F2]8,333 stock options vest and become exercisable on 12/31/2012, 8,333 stock options vest and become exercisable on 12/31/2013, and 8,334 stock options vest and become exercisable on 12/31/2014.
- [F3]8,333 stock options vest and become exercisable on 12/31/2011, 8,333 stock options vest and become exercisable on 12/31/2012, and 8,334 stock options vest and become exercisable on 12/31/2013.
- [F4]1/3 of the stock options vested and became exercisable on 12/31/10, 1/3 of the stock options vest and become exercisable on 12/31/11 and the remaining stock options vest and become exercisable on 12/31/12.
- [F5]10,000 stock options vested and became exercisable on 12/31/10, 21,666 stock options vest and become exercisable on 12/31/11, 35,000 stock options vest and become exercisable on 12/31/12, 25,000 stock options vest and become exercisable on 12/31/13, and 13,334 stock options vest and become exercisable on 12/31/14.
- [F6]8,333 stock options vested and became exercisable on 12/31/2009 and were exercised on 2/10/2010. 8,333 stock options vested and became exercisable on 12/31/2010 and the remaining stock options become exercisable on 12/31/11.
- [F7]1/3 of the stock options vested and became exercisable on 12/31/08. 1/3 of the stock options vested and became exercisable on 12/31/09. The remaining stock options vested and became exercisable on 12/31/10.
- [F8]The stock options vested and became exercisable in three equal tranches on 12/31/04, 12/31/05, and 12/31/06.
- [F9]1/3 of the stock options vested and became exercisable on 01/01/07; 1/3 of the stock options vested and became exercisable on 01/01/08, and the remaining stock options vested and became exercisable on 01/01/09.
Documents
Issuer
UNIVERSAL BIOSENSORS INC
CIK 0001279695
Entity typeother
Related Parties
1- filerCIK 0001398646
Filing Metadata
- Form type
- 4
- Filed
- Nov 22, 7:00 PM ET
- Accepted
- Nov 23, 3:09 PM ET
- Size
- 18.4 KB