4//SEC Filing
TCG HOLDINGS LLC 4
Accession 0001209191-11-058029
CIK 0001357204other
Filed
Nov 24, 7:00 PM ET
Accepted
Nov 25, 10:24 AM ET
Size
30.7 KB
Accession
0001209191-11-058029
Insider Transaction Report
Form 4
TC Group IV Managing GP, L.L.C.
10% Owner
Transactions
- Sale
Common Stock, $.001 par value
2011-11-22$24.72/sh−7,104,580$175,625,218→ 22,787,984 total(indirect: See footnotes)
Carlyle Partners IV L P
10% Owner
Transactions
- Sale
Common Stock, $.001 par value
2011-11-22$24.72/sh−7,104,580$175,625,218→ 22,787,984 total(indirect: See footnotes)
TC Group IV, L.P.
10% Owner
Transactions
- Sale
Common Stock, $.001 par value
2011-11-22$24.72/sh−7,104,580$175,625,218→ 22,787,984 total(indirect: See footnotes)
TC Group, LLC
10% Owner
Transactions
- Sale
Common Stock, $.001 par value
2011-11-22$24.72/sh−7,104,580$175,625,218→ 22,787,984 total(indirect: See footnotes)
TCG HOLDINGS LLC
10% Owner
Transactions
- Sale
Common Stock, $.001 par value
2011-11-22$24.72/sh−7,104,580$175,625,218→ 22,787,984 total(indirect: See footnotes)
CP IV Coinvestment, L.P.
10% Owner
Transactions
- Sale
Common Stock, $.001 par value
2011-11-22$24.72/sh−7,104,580$175,625,218→ 22,787,984 total(indirect: See footnotes)
Footnotes (3)
- [F1]Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. are the record holders of 21,891,651 and 896,333 shares of common stock, respectively. TCG Holdings, L.L.C. exercises investment discretion and control over the shares held by each of Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. through its indirect subsidiary, TC Group IV, L.P., which is the general partner of each of Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. TCG Holdings, L.L.C. is the managing member of TC Group, L.L.C. TC Group, L.L.C. is the managing member of TC Group IV Managing GP, L.L.C. TC Group IV Managing GP, L.L.C. is the general partner of TC Group IV, L.P.
- [F2]By virtue of these relationships, each of TCG Holdings, L.L.C., TC Group, L.L.C., TC Group IV Managing GP, L.L.C. and TC Group IV, L.P. may be deemed to share voting and dispositive power with respect to the shares of common stock held by Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. Each of TCG Holdings, L.L.C., TC Group, L.L.C., TC Group IV Managing GP, L.L.C., TC Group IV, L.P., Carlyle Partners IV, L.P. and CP IV Coinvestment, L.P. expressly disclaims beneficial ownership of any such securities, except to the extent of its pecuniary interest therein.
- [F3]TCG Holdings L.L.C. is managed by a three person managing board, and all board action relating to the voting or disposition of these shares requires approval of a majority of the Board. William E. Conway, Jr., Daniel A. D'Aniello and David M. Rubenstein, as the members of the TCG Holdings, L.L.C. managing board, may be deemed to share beneficial ownership of the shares beneficially owned by TCG Holdings, L.L.C. Such persons disclaim such beneficial ownership.
Issuer
DUNKIN' BRANDS GROUP, INC.
CIK 0001357204
Entity typeother
Related Parties
1- filerCIK 0001022596
Filing Metadata
- Form type
- 4
- Filed
- Nov 24, 7:00 PM ET
- Accepted
- Nov 25, 10:24 AM ET
- Size
- 30.7 KB