Home/Filings/4/A/0001209191-11-058634
4/A//SEC Filing

Lauer Thomas Charles 4/A

Accession 0001209191-11-058634

CIK 0001513363other

Filed

Nov 30, 7:00 PM ET

Accepted

Dec 1, 11:39 AM ET

Size

10.3 KB

Accession

0001209191-11-058634

Insider Transaction Report

Form 4/AAmended
Period: 2011-11-21
Transactions
  • Purchase

    Common Stock

    2011-11-21$11.92/sh+632$7,53365,797.936 total
  • Purchase

    Common Stock

    2011-11-22$12.00/sh+500$6,00066,297.936 total
Footnotes (3)
  • [F1]All information on this report was previously included on a Form 4 filed on November 23, 2011. This amendment is being filed solely to add the Power of Attorney as Exhibit 24.
  • [F2]An aggregate of 632 shares of common stock were purchased in multiple trades on 11/21/2011 at prices ranging from $11.90 to $12.00, inclusive. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, Fidus Investment Corporation or a stockholder of Fidus Investment Corporation, full information regarding the number of shares and prices at which the transaction was effected.
  • [F3]Includes 458.936 shares of common stock received by reporting person in 2011 pursuant to the Dividend Reinvestment Plan of Fidus Investment Corporation.

Issuer

FIDUS INVESTMENT Corp

CIK 0001513363

Entity typeother

Related Parties

1
  • filerCIK 0001350454

Filing Metadata

Form type
4/A
Filed
Nov 30, 7:00 PM ET
Accepted
Dec 1, 11:39 AM ET
Size
10.3 KB