Lauer Thomas Charles 4/A
4/A · FIDUS INVESTMENT Corp · Filed Dec 1, 2011
Insider Transaction Report
Form 4/AAmended
Lauer Thomas Charles
Director
Transactions
- Purchase
Common Stock
2011-11-21$11.92/sh+632$7,533→ 65,797.936 total - Purchase
Common Stock
2011-11-22$12.00/sh+500$6,000→ 66,297.936 total
Footnotes (3)
- [F1]All information on this report was previously included on a Form 4 filed on November 23, 2011. This amendment is being filed solely to add the Power of Attorney as Exhibit 24.
- [F2]An aggregate of 632 shares of common stock were purchased in multiple trades on 11/21/2011 at prices ranging from $11.90 to $12.00, inclusive. The price reported above reflects the weighted average purchase price. The reporting person hereby undertakes to provide upon request to the SEC staff, Fidus Investment Corporation or a stockholder of Fidus Investment Corporation, full information regarding the number of shares and prices at which the transaction was effected.
- [F3]Includes 458.936 shares of common stock received by reporting person in 2011 pursuant to the Dividend Reinvestment Plan of Fidus Investment Corporation.