Thorpe Allen R 4
4 · LPL Investment Holdings Inc. · Filed Dec 5, 2011
Insider Transaction Report
Form 4
Thorpe Allen R
Director
Transactions
- Award
Common Stock, par value $0.001 per share
2011-12-01+1,667→ 3,180 total
Footnotes (3)
- [F1]These shares represent restricted stock that was granted under the Issuer's 2010 Omnibus Equity Incentive Plan. This restricted stock shall be fully vested on the second anniversary of the transaction date.
- [F2]The Common Stock reported herein is held by the Reporting Person for the benefit of Hellman & Friedman Capital Partners V, L.P. and Hellman & Friedman Capital Partners V (Parallel), L.P. (collectively, the "HF Entities"). Hellman & Friedman Investors V, L.P. is the sole general partner of each of the HF Entities. Hellman & Friedman LLC, in turn, is the sole general partner of Hellman & Friedman Investors V, L.P.
- [F3]A four member investment committee of Hellman & Friedman LLC has investment discretion over such shares. The Reporting Person is a managing director of Hellman & Friedman LLC, but he is not a member of the investment committee. The Reporting Person disclaims beneficial ownership of the Common Stock held by the HF Entities, except to the extent of his pecuniary interest, if any, therein.