4//SEC Filing
Handy Charles 4
Accession 0001209191-11-060789
CIK 0001332896other
Filed
Dec 11, 7:00 PM ET
Accepted
Dec 12, 4:15 PM ET
Size
8.0 KB
Accession
0001209191-11-060789
Insider Transaction Report
Form 4
Handy Charles
CFO, Senior VP, Secretary
Transactions
- Award
Partnership Units
2011-12-09+4,849→ 163,062 totalExercise: $0.00→ Common Stock (4,849 underlying)
Holdings
- 500
Common Stock
- 1,500(indirect: By Spouse)
Common Stock
Footnotes (3)
- [F1]Although not a derivative security, Mr. Handy was granted 4,849 long term incentive plan units ("LTIP units") on December 9, 2011, pursuant to the Cogdell Spencer Inc. (the "Company") 2010 long-term stock incentive plan. All of the 4,849 LTIP units vested upon issuance.
- [F2]LTIP units may be converted into limited partnership units ("OP Units") in Cogdell Spencer LP (the "Operating Partnership") if there is an increase in the value of the Operating Partnership on a one for one basis. OP units are redeemable for a cash amount equal to the value of the OP units or, in the Company's sole and absolute discretion, exchangeable for shares of the Company's common stock based on an exchange ratio of one share of common stock for one OP unit.
- [F3]Comprised of 89,737 OP units, 42,864 vested LTIP units, and 30,461 unvested LTIP units. Some or all of the 42,864 vested and 30,461 unvested LTIP units may in the future be converted into OP units, thereby increasing the number of OP units owned by Mr. Handy by the corresponding number of LTIP units converted into OP units.
Documents
Issuer
Cogdell Spencer Inc.
CIK 0001332896
Entity typeother
Related Parties
1- filerCIK 0001342172
Filing Metadata
- Form type
- 4
- Filed
- Dec 11, 7:00 PM ET
- Accepted
- Dec 12, 4:15 PM ET
- Size
- 8.0 KB