4//SEC Filing
MILKEN MICHAEL R 4
Accession 0001209191-11-061166
CIK 0001138951other
Filed
Dec 12, 7:00 PM ET
Accepted
Dec 13, 8:42 PM ET
Size
11.3 KB
Accession
0001209191-11-061166
Insider Transaction Report
Form 4
MILKEN MICHAEL R
10% Owner
Transactions
- Sale
Class A Common Stock, $.0001 par value
2011-12-13$5.78/sh−300,000$1,734,000→ 1,301,789 total - Conversion
Class A Common Stock, $.0001 par value
2011-12-12+1,000,000→ 1,601,789 total - Conversion
Class B Common Stock, $.0001 par value
2011-12-12−1,000,000→ 3,064,937 total→ Class A Common Stock, $.0001 par value (1,000,000 underlying)
Holdings
- 11,579(indirect: By Hampstead Associates, L.L.C.)
Class B Common Stock, $.0001 par value
→ Class A Common Stock, $.0001 par value (11,579 underlying)
Footnotes (4)
- [F1]Class B Common Stock is convertible into Class A Common Stock at any time on a one-for-one basis and has no expiration date.
- [F2]These shares are held of record by Hampstead Associates, L.L.C., a Delaware limited liability company ("Hampstead").
- [F3]Knowledge Universe LLC, a California limited liability company ("KU"), is the manager and a member of Hampstead, and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record by Hampstead. Messrs. Michael R. Milken and Lowell J. Milken may each be deemed to be a controlling person of each of Hampstead and KU, and in such capacities may be deemed to have the power to direct the voting and disposition of, and to share beneficial ownership of, any securities owned of record, or beneficially owned, by each of Hampstead and KU, but each disclaims such beneficial ownership except to the extent of his pecuniary interest therein.
- [F4]Hampstead, KU, Michael R. Milken and Lowell J. Milken may be deemed to be a group. Each of Hampstead, KU and Messrs. Michael R. Milken and Lowell J. Milken disclaims such group membership. The filing of this statement shall not be deemed an admission that, for purposes of Section 16 of the Securities Exchange Act of 1934, or otherwise, that any one of Hampstead, KU, Michael R. Milken or Lowell J. Milken is the beneficial owner of equity securities covered by this statement or any other statement that are beneficially owned, directly or indirectly, by any other person.
Documents
Issuer
LEAPFROG ENTERPRISES INC
CIK 0001138951
Entity typeother
IncorporatedCA
Related Parties
1- filerCIK 0001045218
Filing Metadata
- Form type
- 4
- Filed
- Dec 12, 7:00 PM ET
- Accepted
- Dec 13, 8:42 PM ET
- Size
- 11.3 KB