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Ghiglieri Stephen F 4

Accession 0001209191-11-061313

CIK 0001385830other
View on SEC.govCompany Profile

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 5:42 PM ET

Size

52.3 KB

Accession

0001209191-11-061313

Insider Transaction Report

Form 4
Period: 2011-12-12
NeurogesX IncNGSX
Ghiglieri Stephen F
Chief Financial Officer
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−18,266→ 0 total
    Exercise: $2.70From: 2005-04-28Exp: 2014-04-28→ Common Stock (18,266 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+12,177→ 12,177 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (12,177 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+1,850→ 1,850 total
    Exercise: $1.07Exp: 2018-12-12→ Common Stock (1,850 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−19,044→ 0 total
    Exercise: $5.43From: 2008-02-10Exp: 2018-01-10→ Common Stock (19,044 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+9,332→ 9,332 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (9,332 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−5,956→ 0 total
    Exercise: $5.43From: 2008-02-10Exp: 2018-01-10→ Common Stock (5,956 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−18,266→ 0 total
    Exercise: $2.70Exp: 2014-04-28→ Common Stock (18,266 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+12,177→ 12,177 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (12,177 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−8,166→ 0 total
    Exercise: $3.75Exp: 2016-03-15→ Common Stock (8,166 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+416→ 416 total
    Exercise: $1.07Exp: 2018-12-12→ Common Stock (416 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+3,150→ 3,150 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (3,150 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+7,500→ 7,500 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (7,500 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+190→ 190 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (190 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+3,063→ 3,063 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (3,063 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+1,020→ 1,020 total
    Exercise: $1.07Exp: 2018-12-12→ Common Stock (1,020 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy

    2011-12-12−5,000→ 0 total
    Exercise: $11.25Exp: 2017-01-05→ Common Stock (5,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+1,250→ 1,250 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (1,250 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−10,000→ 0 total
    Exercise: $8.63Exp: 2017-10-02→ Common Stock (10,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−15,000→ 0 total
    Exercise: $8.63From: 2008-10-02Exp: 2017-10-02→ Common Stock (15,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+2,919→ 2,919 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (2,919 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+59→ 59 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (59 underlying)
Holdings

  • Common Stock

    (indirect: By Trust)
    32,095

  • Common Stock

    34,115
Footnotes (15)
  • [F1]Includes 1,333 shares purchased on November 15, 2011 under the 2077 Employee Stock Purchase Plan.
  • [F10]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on October 2, 2007 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 7,500 non-qualified stock options.
  • [F11]The option provided for vesting monthly of the option shares over 48 months from the grant date.
  • [F12]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 10, 2008 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 9,332 non-qualified stock options for the fully-vested portion of the January 10, 2008 grant and 190 non-qualified stock options for the unvested portion of that January 10, 2008 grant.
  • [F13]The non-qualified stock option will vest in monthly equal increments through January 10, 2013.
  • [F14]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 10, 2008 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 2,919 non-qualified stock options for the fully-vested portion of the January 10, 2008 grant and 59 non-qualified stock options for the unvested portion of that January 10, 2008 grant.
  • [F15]The non-qualified stock option vests in full by September 26, 2014. The vesting will accelerate upon the attainment by the Company of certain milestones.
  • [F2]The option provided for vesting as to 1/4 of the option shares on this date and as to an additional 1/4 of the option shares on the first, second and third anniversaries thereof.
  • [F3]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on April 28, 2004 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 12,177 non-qualified stock options.
  • [F4]The non-qualified stock option provides for vesting as to 1/12 of the option shares monthly after the grant date.
  • [F5]The stock option provided for vesting in full on the sixth anniversary of the grant date. The vesting would have accelerated upon the attainment by the Company of certain milestones.
  • [F6]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on March 15, 2006 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 3,063 non-qualified stock options for the fully-vested portion of the March 15, 2006 grant and 1,020 non-qualified stock options for the unvested portion of that March 15, 2006 grant.
  • [F7]The non-qualified stock option vests in full on the seventh anniversary of the grant date. The vesting will accelerate upon the attainment by the Company of certain milestones.
  • [F8]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 5, 2007 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 1,250 non-qualified stock options for the fully-vested portion of the January 5, 2007 grant and 416 non-qualified stock options for the unvested portion of that January 5, 2007 grant.
  • [F9]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on October 2, 2007 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 3,150 non-qualified stock options for the fully-vested portion of the October 2, 2007 grant and 1,850 non-qualified stock options for the unvested portion of that October 2, 2007 grant.

Documents

1 file

Issuer

NeurogesX Inc

CIK 0001385830

→
Entity typeother

Related Parties

1
  • filerCIK 0001394548

Filing Metadata

Form type
4
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 5:42 PM ET
Size
52.3 KB
View on SEC.gov