Ghiglieri Stephen F 4

Accession 0001209191-11-061314

CIK 0001385830other

View on SEC.gov Company Profile

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 5:44 PM ET

Size

52.6 KB

Accession

0001209191-11-061314

Insider Transaction Report

Form 4

Period: 2011-12-12

NeurogesX IncNGSX

Ghiglieri Stephen F

Chief Financial Officer

Transactions

Disposition to Issuer
Stock Option (Right to Buy)
2011-12-12−20,000→ 0 total
Exercise: $8.50From: 2009-07-29Exp: 2019-07-29→ Common Stock (20,000 underlying)
Award
Non-Qual Option (Right to Buy)
2011-12-12+2,728→ 2,728 total
Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (2,728 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2011-12-12−25,000→ 0 total
Exercise: $5.06From: 2011-03-03Exp: 2021-02-03→ Common Stock (25,000 underlying)
Award
Non-Qual Option (Right to Buy)
2011-12-12+2,625→ 2,625 total
Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (2,625 underlying)
Award
Non-Qual Option (Right to Buy)
2011-12-12+9,875→ 9,875 total
Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (9,875 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2011-12-12−66,908→ 0 total
Exercise: $3.29From: 2011-10-27Exp: 2021-04-27→ Common Stock (66,908 underlying)
Award
Non-Qual Option (Right to Buy)
2011-12-12+22,303→ 22,303 total
Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (22,303 underlying)
Award
Non-Qual Option (Right to Buy)
2011-12-12+22,302→ 22,302 total
Exercise: $1.07From: 2014-04-27Exp: 2018-12-12→ Common Stock (22,302 underlying)
Award
Non-Qual Option (Right to Buy)
2011-12-12+10,000→ 10,000 total
Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (10,000 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2011-12-12−1,000→ 0 total
Exercise: $8.32From: 2009-12-03Exp: 2019-12-03→ Common Stock (1,000 underlying)
Award
Non-Qual Option (Right to Buy)
2011-12-12+500→ 500 total
Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (500 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2011-12-12−47,212→ 0 total
Exercise: $7.10From: 2010-02-14Exp: 2020-01-14→ Common Stock (47,212 underlying)
Award
Non-Qual Option (Right to Buy)
2011-12-12+10,859→ 10,859 total
Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (10,859 underlying)
Award
Non-Qual Option (Right to Buy)
2011-12-12+12,747→ 12,747 total
Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (12,747 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2011-12-12−12,788→ 0 total
Exercise: $7.10From: 2010-02-14Exp: 2020-01-14→ Common Stock (12,788 underlying)
Award
Non-Qual Option (Right to Buy)
2011-12-12+2,942→ 2,942 total
Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (2,942 underlying)
Award
Non-Qual Option (Right to Buy)
2011-12-12+3,452→ 3,452 total
Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (3,452 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2011-12-12−5,457→ 0 total
Exercise: $7.10From: 2010-01-14Exp: 2020-01-14→ Common Stock (5,457 underlying)
Award
Non-Qual Option (Right to Buy)
2011-12-12+2,697→ 2,697 total
Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (2,697 underlying)
Award
Non-Qual Option (Right to Buy)
2011-12-12+2,697→ 2,697 total
Exercise: $1.07From: 2014-04-27Exp: 2018-12-12→ Common Stock (2,697 underlying)
Disposition to Issuer
Stock Option (Right to Buy)
2011-12-12−8,092→ 0 total
Exercise: $3.29From: 2011-10-27Exp: 2021-04-27→ Common Stock (8,092 underlying)

Holdings

Common Stock
34,115
Common Stock
(indirect: By Trust)
32,095

Footnotes (16)

[F1]Includes 1,333 shares purchased on November 15, 2011 under the 2007 Employee Stock Purchase Plan.
[F10]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 14, 2010 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 2,728 non-qualified stock options.
[F11]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on February 3, 2011 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 2,625 non-qualified stock options for the fully-vested portion of the February 3, 2011 grant and 9,875 non-qualified stock options for the unvested portion of that February 3, 2011 grant.
[F12]The non-qualified stock option will vest in monthly equal increments through February 3, 2016.
[F13]Fifty percent of the total option shares vested as of October 27, 2011 and the remaining fifty percent of the option shares were to vest as of April 27, 2013.
[F14]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on April 27, 2011 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 22,303 non-qualified stock options for the fully-vested portion of the April 27, 2011 grant and 22,302 non-qualified stock options for the unvested portion of that April 27, 2011 grant.
[F15]The non-qualified stock option will vest in monthly equal increments through April 27, 2014.
[F16]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on April 27, 2011 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 2,697 non-qualified stock options for the fully-vested portion of the April 27, 2011 grant and 2,697 non-qualified stock options for the unvested portion of that April 27, 2011 grant.
[F2]The option was fully vested upon grant.
[F3]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on July 29, 2009 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 10,000 non-qualified stock options.
[F4]The non-qualified stock option provides for vesting as to 1/12 of the option shares monthly after the grant date.
[F5]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on December 3, 2009 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 500 non-qualified stock options.
[F6]The option provided for vesting monthly of the option shares over 48 months from the grant date.
[F7]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 14, 2010 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 10,859 non-qualified stock options for the fully-vested portion of the January 14, 2010 grant and 12,747 non-qualified stock options for the unvested portion of that January 14, 2010 grant.
[F8]The non-qualified stock option will vest in monthly equal increments through January 14, 2015.
[F9]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 14, 2010 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 2,942 non-qualified stock options for the fully-vested portion of the January 14, 2010 grant and 3,452 non-qualified stock options for the unvested portion of that January 14, 2010 grant.

Documents

1 file

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c25957_4x0.xmlPrimary
MAIN DOCUMENT DESCRIPTION

Issuer

NeurogesX Inc

CIK 0001385830

→

Entity typeother

Related Parties

filerCIK 0001394548

Filing Metadata

Form type: 4
Filed: Dec 13, 7:00 PM ET
Accepted: Dec 14, 5:44 PM ET
Size: 52.6 KB

View on SEC.gov