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4//SEC Filing

Markels Michael 4

Accession 0001209191-11-061318

CIK 0001385830other
View on SEC.govCompany Profile

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 5:49 PM ET

Size

63.8 KB

Accession

0001209191-11-061318

Insider Transaction Report

Form 4
Period: 2011-12-12
NeurogesX IncNGSX
Markels Michael
VP, Commercial Ops and Bus Dev
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−3,518→ 0 total
    Exercise: $8.50Exp: 2019-07-29→ Common Stock (3,518 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+6,900→ 6,900 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (6,900 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−8,666→ 0 total
    Exercise: $3.75Exp: 2016-06-02→ Common Stock (8,666 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+4,333→ 4,333 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (4,333 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−18,001→ 0 total
    Exercise: $3.75From: 2006-07-02Exp: 2016-06-02→ Common Stock (18,001 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+9,000→ 9,000 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (9,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+4,666→ 4,666 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (4,666 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+4,599→ 4,599 total
    Exercise: $1.07Exp: 2018-12-12→ Common Stock (4,599 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−26,482→ 0 total
    Exercise: $8.50Exp: 2019-07-29→ Common Stock (26,482 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+500→ 500 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−2,500→ 0 total
    Exercise: $11.25Exp: 2017-01-05→ Common Stock (2,500 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+625→ 625 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (625 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+208→ 208 total
    Exercise: $1.07Exp: 2018-12-12→ Common Stock (208 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+1,260→ 1,260 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (1,260 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+740→ 740 total
    Exercise: $1.07Exp: 2018-12-12→ Common Stock (740 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−6,000→ 0 total
    Exercise: $8.63From: 2008-10-02Exp: 2017-10-02→ Common Stock (6,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+3,000→ 3,000 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (3,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+13,241→ 13,241 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (13,241 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−1,000→ 0 total
    Exercise: $8.50Exp: 2019-12-03→ Common Stock (1,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−9,332→ 0 total
    Exercise: $3.75From: 2006-07-02Exp: 2016-06-02→ Common Stock (9,332 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−30,666→ 0 total
    Exercise: $4.20Exp: 2016-09-21→ Common Stock (30,666 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+10,734→ 10,734 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (10,734 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−4,000→ 0 total
    Exercise: $8.63Exp: 2017-10-02→ Common Stock (4,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+1,759→ 1,759 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (1,759 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−30,000→ 0 total
    Exercise: $7.10From: 2010-02-14Exp: 2020-01-14→ Common Stock (30,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+8,100→ 8,100 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (8,100 underlying)
Holdings

  • Common Stock

    54,873
Footnotes (23)
  • [F1]Includes 1,333 shares purchased on November 15, 2011 under the 2007 Employee Stock Purchase Plan.
  • [F10]The stock option provided for vesting in full on the May 31, 2013. The vesting would have accelerated upon the attainment by the Company of certain milestones.
  • [F11]The stock option provided for vesting in full on the sixth anniversary of the grant date. The vesting would have accelerated upon the attainment by the Company of certain milestones.
  • [F12]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 5, 2007 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 625 non-qualified stock options for the fully-vested portion of the January 5, 2007 grant and 208 non-qualified stock options for the unvested portion of that January 5, 2007 grant.
  • [F13]The non-qualified stock option vests in full on the seventh anniversary of the grant date. The vesting will accelerate upon the attainment by the Company of certain milestones.
  • [F14]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on October 2, 2007 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 1,260 non-qualified stock options for the fully-vested portion of the October 2, 2007 grant and 740 non-qualified stock options for the unvested portion of that October 2, 2007 grant.
  • [F15]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on October 2, 2007 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 3,000 non-qualified stock options.
  • [F16]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on July 29, 2009 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 13,241 non-qualified stock options.
  • [F17]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on July 29, 2009 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 1,759 non-qualified stock options.
  • [F18]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on December 3, 2009 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 500 non-qualified stock options.
  • [F19]The option provided for vesting monthly of the option shares over 48 months from the grant date.
  • [F2]The option was fully vested upon grant.
  • [F20]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 14, 2010 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 6,900 non-qualified stock options for the fully-vested portion of the January 14, 2010 grant and 8,100 non-qualified stock options for the unvested portion of that January 14, 2010 grant.
  • [F21]The non-qualified stock option will vest in monthly equal increments through January 14, 2015.
  • [F22]The stock option provided for vesting in full on the September 26, 2013. The vesting would have accelerated upon the attainment by the Company of certain milestones.
  • [F23]The stock option provided for vesting in full on the September 26, 2014. The vesting would have accelerated upon the attainment by the Company of certain milestones.
  • [F3]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on June 2, 2006 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 4,333 non-qualified stock options.
  • [F4]The non-qualified stock option provides for vesting as to 1/12 of the option shares monthly after the grant date.
  • [F5]The option provided for vesting as to ? of the option shares on this date and as to an additional ? of the option shares on the first, second and third anniversaries thereof.
  • [F6]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on June 2, 2006 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 9,000 non-qualified stock options.
  • [F7]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on June 2, 2006 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 4,666 non-qualified stock options.
  • [F8]The stock option provided for vesting in full on the May 31, 2012. The vesting would have accelerated upon the attainment by the Company of certain milestones.
  • [F9]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on September 21, 2006 under the Company's 2000 Stock Plan. In exchange for the option, the reporting person received 10,734 non-qualified stock options for the fully-vested portion of the September 21, 2006 grant and 4,599 non-qualified stock options for the unvested portion of that September 21, 2006 grant.

Documents

1 file

Issuer

NeurogesX Inc

CIK 0001385830

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Entity typeother

Related Parties

1
  • filerCIK 0001394530

Filing Metadata

Form type
4
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 5:49 PM ET
Size
63.8 KB
View on SEC.gov