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Home/Filings/4/0001209191-11-061321
4//SEC Filing

DiTonno Anthony A 4

Accession 0001209191-11-061321

CIK 0001385830other
View on SEC.govCompany Profile

Filed

Dec 13, 7:00 PM ET

Accepted

Dec 14, 5:51 PM ET

Size

58.8 KB

Accession

0001209191-11-061321

Insider Transaction Report

Form 4
Period: 2011-12-12
NeurogesX IncNGSX
DiTonno Anthony A
DirectorPresident, CEO and Director
Transactions
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−30,000→ 0 total
    Exercise: $5.06From: 2011-03-03Exp: 2021-02-03→ Common Stock (30,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+11,850→ 11,850 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (11,850 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−40,000→ 0 total
    Exercise: $1.25Exp: 2019-01-15→ Common Stock (40,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+7,250→ 7,250 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (7,250 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+25,000→ 25,000 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (25,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−40,000→ 0 total
    Exercise: $1.25Exp: 2019-01-15→ Common Stock (40,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+40,000→ 40,000 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (40,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+17,750→ 17,750 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (17,750 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−25,000→ 0 total
    Exercise: $1.25Exp: 2019-01-15→ Common Stock (25,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−5,075→ 0 total
    Exercise: $7.10From: 2010-02-14Exp: 2020-01-14→ Common Stock (5,075 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+1,168→ 1,168 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (1,168 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+17,233→ 17,233 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (17,233 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−12,921→ 0 total
    Exercise: $7.10Exp: 2020-01-14→ Common Stock (12,921 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+40,000→ 40,000 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (40,000 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−25,000→ 0 total
    Exercise: $1.25From: 2012-01-12Exp: 2019-01-15→ Common Stock (25,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+20,229→ 20,229 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (20,229 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−35,000→ 0 total
    Exercise: $8.50Exp: 2019-07-29→ Common Stock (35,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+17,500→ 17,500 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (17,500 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−1,000→ 0 total
    Exercise: $8.32Exp: 2019-12-03→ Common Stock (1,000 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+500→ 500 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (500 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+1,369→ 1,369 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (1,369 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+6,460→ 6,460 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (6,460 underlying)
  • Award

    Non-Qual Option (Right to Buy)

    2011-12-12+3,150→ 3,150 total
    Exercise: $1.07From: 2012-01-12Exp: 2018-12-12→ Common Stock (3,150 underlying)
  • Disposition to Issuer

    Stock Option (Right to Buy)

    2011-12-12−74,925→ 0 total
    Exercise: $7.10From: 2010-02-14Exp: 2020-01-14→ Common Stock (74,925 underlying)
Holdings

  • Common Stock

    11,283

  • Common Stock

    (indirect: By Trust)
    96,000
Footnotes (16)
  • [F1]Includes 1,333 shares purchased on May 16, 2011 and 1,333 shares purchased on November 15, 2011, both under the 2007 Employee Stock Purchase Plan.
  • [F10]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on December 3, 2009 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 500 non-qualified stock options.
  • [F11]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 14, 2010 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 1,168 non-qualified stock options for the fully-vested portion of the January 14, 2010 grant and 1,369 non-qualified stock options for the unvested portion of that January 14, 2010 grant.
  • [F12]The non-qualified stock option will vest in monthly equal increments through January 14, 2015.
  • [F13]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 14, 2010 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 17,233 non-qualified stock options for the fully-vested portion of the January 14, 2010 grant and 20,229 non-qualified stock options for the unvested portion of that January 14, 2010 grant.
  • [F14]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 14, 2010 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 6,460 non-qualified stock options.
  • [F15]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on February 3, 2011 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 3,150 non-qualified stock options for the fully-vested portion of the February 3, 2011 grant and 11,850 non-qualified stock options for the unvested portion of that February 3, 2011 grant.
  • [F16]The non-qualified stock option will vest in monthly equal increments through February 3, 2016.
  • [F2]The option was fully vested upon grant.
  • [F3]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 15, 2009 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 40,000 non-qualified stock options.
  • [F4]The non-qualified stock option provides for vesting as to 1/12 of the option shares monthly after the grant date.
  • [F5]The option provided for vesting monthly of the option shares over 48 months from the grant date.
  • [F6]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 15, 2009 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 17,750 non-qualified stock options for the fully-vested portion of the January 15, 2009 grant and 7,250 non-qualified stock options for the unvested portion of that January 15, 2009 grant.
  • [F7]The non-qualified stock option will vest in monthly equal increments through January 15, 2014.
  • [F8]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on January 15, 2009 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 25,000 non-qualified stock options.
  • [F9]On December 12, 2011, the Company cancelled, pursuant to its stock option exchange program, an option granted to the reporting person on July 29, 2009 under the Company's 2007 Stock Plan. In exchange for the option, the reporting person received 17,500 non-qualified stock options.

Documents

1 file

Issuer

NeurogesX Inc

CIK 0001385830

→
Entity typeother

Related Parties

1
  • filerCIK 0001395876

Filing Metadata

Form type
4
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 5:51 PM ET
Size
58.8 KB
View on SEC.gov