4//SEC Filing
Silverman Joshua 4
Accession 0001209191-11-061327
CIK 0001410428other
Filed
Dec 13, 7:00 PM ET
Accepted
Dec 14, 5:57 PM ET
Size
11.7 KB
Accession
0001209191-11-061327
Insider Transaction Report
Form 4
Vringo IncVRNG
Silverman Joshua
10% Owner
Transactions
- Sale
Common Stock
2011-12-13$1.05/sh−5,701$5,967→ 913,003 total(indirect: See Footnotes) - Sale
Common Stock
2011-12-14$1.20/sh−10,000$12,040→ 903,003 total(indirect: See Footnotes)
Abbe Richard
10% Owner
Transactions
- Sale
Common Stock
2011-12-13$1.05/sh−5,701$5,967→ 913,003 total(indirect: See Footnotes) - Sale
Common Stock
2011-12-14$1.20/sh−10,000$12,040→ 903,003 total(indirect: See Footnotes)
Iroquois Capital Management, LLC
10% Owner
Transactions
- Sale
Common Stock
2011-12-13$1.05/sh−5,701$5,967→ 913,003 total(indirect: See Footnotes) - Sale
Common Stock
2011-12-14$1.20/sh−10,000$12,040→ 903,003 total(indirect: See Footnotes)
Footnotes (5)
- [F1]652,248 Shares (as defined below) are held by Iroquois Master Fund Ltd., a Cayman Islands corporation ("Iroquois Master Fund"). 241,173 Shares are held by Iroquois Capital Management L.L.C., a Delaware limited liability company ("Iroquois Capital"). 4,791 Shares are held by Richard Abbe, a citizen of the United States of America ("Mr. Abbe"), as UGMA custodian for Mr. Abbe's three children. 4,791 Shares are held by American Capital Management LLC, as to which Mr. Abbe and Joshua Silverman, a citizen of the United States of America ("Mr. Silverman"), may be deemed to have a pecuniary interest. "Shares" are shares of the Issuer's common stock, par value $0.01 per share.
- [F2]Iroquois Capital is the investment manager of Iroquois Master Fund. Consequently, Iroquois Capital has voting control and investment discretion over securities held by Iroquois Master Fund. As managing members of Iroquois Capital, Mr. Silverman and Mr. Abbe make voting and investment decisions on behalf of Iroquois Capital in its capacity as investment manager to Iroquois Master Fund. As a result of the foregoing, Mr. Silverman and Mr. Abbe may be deemed to have beneficial ownership (as determined under Section 13(d) of the Securities Exchange Act of 1934, as amended) of the securities held by Iroquois Master Fund.
- [F3]Each of Iroquois Capital, Mr. Abbe and Mr. Silverman disclaim beneficial ownership of these Shares except to the extent of their pecuniary interest in these Shares.
- [F4]Reflects a weighted average sale price of $1.0466 per share, at prices ranging from $1.02 to $1.10 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
- [F5]Reflects a weighted average sale price of $1.204 per share, at prices ranging from $1.01 to $1.32 per share. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price will be provided.
Documents
Issuer
Vringo Inc
CIK 0001410428
Entity typeother
Related Parties
1- filerCIK 0001524858
Filing Metadata
- Form type
- 4
- Filed
- Dec 13, 7:00 PM ET
- Accepted
- Dec 14, 5:57 PM ET
- Size
- 11.7 KB