Eriksson Bjorn Thomas 4
4 · Neonode, Inc · Filed Dec 15, 2011
Insider Transaction Report
Form 4
Neonode, IncNEON
Eriksson Bjorn Thomas
DirectorCEO
Transactions
- Sale
Common Stock
2011-12-13$4.00/sh−740,000$2,960,000→ 2,059,755 total - Award
Stock Purchase Warrant
2010-10-15$1.38/sh+400,000$552,000→ 400,000 totalExercise: $1.38From: 2010-10-15Exp: 2013-10-15→ Common Stock (400,000 underlying)
Footnotes (2)
- [F1]1) On December 13, 2011, pursuant to an underwriting agreement dated December 7, 2011, among Neonode, Inc. (the "Company"), the selling shareholders named therein (including Mr. Eriksson), and Cowen and Company, LLC as underwriter (the "Underwriter"), Mr. Eriksson sold an aggregate of 740,000 outstanding shares of his Common Stock in the Company (including 240,000 shares through partial exercise of the Underwriter's over-allotment option) to the Underwriter at a per share price of $4.00
- [F2](2) The number shown corrects an error in Mr. Eriksson's previous related Section 16(a) filing