Home/Filings/4/0001209191-11-061685
4//SEC Filing

Schappert John 4

Accession 0001209191-11-061685

CIK 0001439404other

Filed

Dec 15, 7:00 PM ET

Accepted

Dec 16, 3:39 PM ET

Size

9.9 KB

Accession

0001209191-11-061685

Insider Transaction Report

Form 4
Period: 2011-12-15
Schappert John
DirectorChief Operating Officer
Transactions
  • Award

    Restricted Stock Unit

    2011-12-15+1,432,6651,432,665 total
    Exercise: $0.00Exp: 2018-05-18Class B Common Stock (1,432,665 underlying)
  • Award

    Restricted Stock Unit

    2011-12-15+716,332716,332 total
    Exercise: $0.00Exp: 2018-06-06Class B Common Stock (716,332 underlying)
Footnotes (5)
  • [F1]Represents RSUs that were granted on May 18, 2011. These RSUs have a term of 7 years and are settled in shares of the Issuer's Class B Common Stock. As granted, the vesting of the RSUs was subject to satisfaction of both a service-based condition and a liquidity event-based condition. The liquidity event-based condition was satisfied on December 15, 2011, upon the execution and effectiveness of an underwriting agreement by and among the Issuer, the underwriters and certain selling stockholders of the Issuer, in connection with the IPO.
  • [F2]The service-based vesting condition will be satisfied as to 33.33% of the total shares underlying the RSU on March 15, 2013. The remaining shares vest, in equal quarterly installments thereafter, subject to continued service to the Issuer through each vesting date.
  • [F3]Each share of Class B Common Stock is convertible at any time at the option of the Reporting Person into one share of Class A Common Stock and has no expiration date. Class B Common Stock will convert automatically into Class A Common Stock on the date on which the number of outstanding shares of Class B Common Stock and Class C Common Stock together represent less than 10% of the aggregate combined voting power of the Issuer's capital stock. In addition, each share of Class B Common Stock will convert automatically into one share of Class A Common Stock upon (i) any transfer, whether or not for value, (subject to certain exceptions), or (ii) in the event of death of the Reporting Person.
  • [F4]Represents RSUs that were granted on June 6, 2011. These RSUs have a term of 7 years and are settled in shares of the Issuer's Class B Common Stock. As granted, the vesting of the RSUs was subject to satisfaction of both a service-based condition and a liquidity event-based condition. The liquidity event-based condition was satisfied on December 15, 2011, upon the execution and effectiveness of an underwriting agreement by and among the Issuer, the underwriters and certain selling stockholders of the Issuer, in connection with the IPO.
  • [F5]The service-based vesting condition will be satisfied as to 100% of the shares underlying the RSU on March 15, 2012, subject to continued service to the Issuer through the vesting date.

Issuer

ZYNGA INC

CIK 0001439404

Entity typeother

Related Parties

1
  • filerCIK 0001380429

Filing Metadata

Form type
4
Filed
Dec 15, 7:00 PM ET
Accepted
Dec 16, 3:39 PM ET
Size
9.9 KB