ESL INVESTORS LLC 4
Accession 0001209191-12-000671
Filed
Jan 2, 7:00 PM ET
Accepted
Jan 3, 8:41 PM ET
Size
23.7 KB
Accession
0001209191-12-000671
Insider Transaction Report
- Other
Common Stock, par value $0.01 per share
2011-12-30−5,560,368→ 36,630,644 total(indirect: See Footnotes) - Other
Common Stock, par value $0.01 per share
2011-12-29−190,285→ 12,692,116 total(indirect: See Footnotes) - Other
Common Stock, par value $0.01 per share
2011-12-29+186,939→ 18,627,332 total
- 6,526(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 5,080,682(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Other
Common Stock, par value $0.01 per share
2011-12-29+186,939→ 18,627,332 total - Other
Common Stock, par value $0.01 per share
2011-12-30−5,560,368→ 36,630,644 total(indirect: See Footnotes) - Other
Common Stock, par value $0.01 per share
2011-12-29−190,285→ 12,692,116 total(indirect: See Footnotes)
- 5,080,682(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 6,526(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Other
Common Stock, par value $0.01 per share
2011-12-30−5,560,368→ 36,630,644 total(indirect: See Footnotes) - Other
Common Stock, par value $0.01 per share
2011-12-29−190,285→ 12,692,116 total(indirect: See Footnotes) - Other
Common Stock, par value $0.01 per share
2011-12-29+186,939→ 18,627,332 total
- 6,526(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 5,080,682(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Other
Common Stock, par value $0.01 per share
2011-12-29−190,285→ 12,692,116 total(indirect: See Footnotes) - Other
Common Stock, par value $0.01 per share
2011-12-29+186,939→ 18,627,332 total - Other
Common Stock, par value $0.01 per share
2011-12-30−5,560,368→ 36,630,644 total(indirect: See Footnotes)
- 5,080,682(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 6,526(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- Other
Common Stock, par value $0.01 per share
2011-12-30−5,560,368→ 36,630,644 total(indirect: See Footnotes) - Other
Common Stock, par value $0.01 per share
2011-12-29−190,285→ 12,692,116 total(indirect: See Footnotes) - Other
Common Stock, par value $0.01 per share
2011-12-29+186,939→ 18,627,332 total
- 6,526(indirect: See Footnotes)
Common Stock, par value $0.01 per share
- 5,080,682(indirect: See Footnotes)
Common Stock, par value $0.01 per share
Footnotes (12)
- [F1]ESL Partners, L.P. ("Partners") distributed these shares of common stock of AutoNation, Inc. (the "Issuer"), par value $0.01 per share (each, a "Share"), on a pro rata basis to limited partners that elected in 2011 to redeem all or a portion of their interest in Partners.
- [F10]These Shares are held by CBL Partners, L.P. ("CBL").
- [F11]These Shares were received in a pro rata distribution from RBS to its partners.
- [F12]These Shares are held by Edward S. Lampert, and include 18,133 Shares that were originally reported as owned indirectly through a grantor retained annuity trust, which distributed the 18,133 Shares on January 3, 2012 to Mr. Lampert.
- [F2]These Shares are held by Partners.
- [F3]This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), RBS and Partners. RBS is the general partner of Partners and the managing member of Investors. RBS Investment Management, L.L.C. ("RBSIM") is the general partner of Institutional. Investments is the general partner of RBS and CBL and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.
- [F4]ESL Investors, L.L.C. ("Investors") distributed these Shares on a pro rata basis to the managing member of Investors in connection with the restructuring of Investors and the termination of the managing member's pecuniary interest in the Shares held by Investors.
- [F5]These Shares are held in an account established by the investment member of Investors.
- [F6]RBS Partners, L.P. ("RBS"), the managing member of Investors, acquired these Shares in a pro rata distribution from Investors in connection with the restructuring of Investors and the termination of its pecuniary interest in the Shares held by Investors.
- [F7]These Shares are held by RBS.
- [F8]RBS distributed these Shares, which were received in connection with the termination of its pecuniary interest in the Shares held by Investors, on a pro rata basis to its partners.
- [F9]These Shares are held by ESL Institutional Partners, L.P. ("Institutional").
Documents
Issuer
AUTONATION, INC.
CIK 0000350698
Related Parties
1- filerCIK 0001249806
Filing Metadata
- Form type
- 4
- Filed
- Jan 2, 7:00 PM ET
- Accepted
- Jan 3, 8:41 PM ET
- Size
- 23.7 KB