4//SEC Filing
McGowan Mark 4
Accession 0001209191-12-001395
CIK 0000796764other
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:04 PM ET
Size
11.0 KB
Accession
0001209191-12-001395
Insider Transaction Report
Form 4
McGowan Mark
Director
Transactions
- Exercise/Conversion
Restricted Stock Units
2012-01-01−5,152→ 0 totalFrom: 2012-01-01Exp: 2012-01-01→ Common Stock (5,152 underlying) - Award
Restricted Stock Units
2012-01-01+16,861→ 16,861 total→ Common Stock (16,861 underlying) - Exercise/Conversion
Common Stock, $0.0001 par value
2012-01-01+5,152→ 5,152 total
Holdings
- 1,993,230(indirect: See footnote)
Common Stock, $0.0001 par value
Footnotes (4)
- [F1]The securities are held by SAF Capital Fund LLC. SAF Capital Management LLC is the managing member of SAF Capital Fund LLC and Mark McGowan is the managing member of SAF Capital Management LLC. As the managing member of SAF Capital Management LLC, Mr. McGowan may be deemed to beneficially own the securities held by SAF Capital Fund LLC. Mr. McGowan disclaims beneficial ownership of such securities, except to the extent of his pecuniary interest therein.
- [F2]Restricted Stock Units granted on 9/22/2011 pursuant to the 2009 Equity Incentive Plan Plan vested on 01/01/2012 pursuant to the terms of the grant and have been settled in Common Stock. Each Restricted Stock Unit represented the contingent right to receive one share of Premier Exhibitions, Inc. Common Stock.
- [F3]The Restricted Stock Units were granted pursuant to the 2009 Equity Incentive Plan. Each Restricted Stock Unit represents a contingent right to receive one share of Premier Exhibitions, Inc. Common Stock.
- [F4]The Restricted Stock Units vest on the earlier of (i) January 1, 2013, (ii) such earlier date as provided in the 2009 Equity Incentive Plan or (iii) on a pro-rata basis (proportionately to the number of days served by the reporting person on the Board of Directors during the year) on the date the reporting person ceases to be a director. The Restricted Stock Units will be payable to the reporting person within 20 days after they vest. Any units that do not vest will be forfeited.
Documents
Issuer
PREMIER EXHIBITIONS, INC.
CIK 0000796764
Entity typeother
Related Parties
1- filerCIK 0001482192
Filing Metadata
- Form type
- 4
- Filed
- Jan 3, 7:00 PM ET
- Accepted
- Jan 4, 5:04 PM ET
- Size
- 11.0 KB