Home/Filings/4/0001209191-12-001416
4//SEC Filing

Riddle L Glynn Jr 4

Accession 0001209191-12-001416

CIK 0000919956other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 5:09 PM ET

Size

20.8 KB

Accession

0001209191-12-001416

Insider Transaction Report

Form 4
Period: 2011-12-31
Riddle L Glynn Jr
Executive VP/CFO
Transactions
  • Award

    2010 Restricted Stock Units

    2011-12-31+19.031,939.36 total
    Common Stock (19.03 underlying)
  • Award

    2011 Restricted Stock Units

    2011-12-31+67.146,841.62 total
    Common Stock (67.14 underlying)
  • Award

    Dividend Equivalent Rights on 2011 Restricted Stock

    2011-12-31+33.01114.04 total
    Common Stock (33.01 underlying)
Holdings
  • Common Stock

    22,972.909
  • Stock Options (right to buy)

    Exercise: $5.44From: 2005-12-13Exp: 2015-12-13Common Stock (50,000 underlying)
    50,000
  • Stock Settled Stock Appreciation Right

    Exercise: $5.45From: 2011-06-18Exp: 2020-06-18Common Stock (12,000 underlying)
    12,000
  • Stock Settled Stock Appreciation Right

    Exercise: $2.37From: 2010-03-13Exp: 2019-03-13Common Stock (10,000 underlying)
    10,000
Footnotes (5)
  • [F1]These dividend equivalent rights accrued on shares of restricted stock granted on March 11, 2011 and will vest as the underlying shares vest.
  • [F2]These restricted stock units accrued on restricted stock units originally granted to the reporting person in March 2010 and March 2011 in connection with a dividend declared on the Issuer's common stock. When the issuer declares a dividend, the terms of the original restricted stock units automatically entitle the holder to an additional number of restricted stock units equal to the value of the dividend that would have been received on the restricted stock units had they previously been converted into stock, based on the closing price of the stock on the dividend record date. Each restricted stock unit is equal to one share.
  • [F3]The 2011 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (03/11/2011).
  • [F4]The 2010 Restricted Stock Units shall vest and be exercisable in full on the 2nd anniversary of their original Grant Date (03/15/2010).
  • [F5]Vests 1/3 on the first anniversary of the date of grant, 1/3 on the second anniversary of the date of grant, and 1/3 on the third anniversary of the date of grant.

Issuer

ADVOCAT INC

CIK 0000919956

Entity typeother

Related Parties

1
  • filerCIK 0001327883

Filing Metadata

Form type
4
Filed
Jan 3, 7:00 PM ET
Accepted
Jan 4, 5:09 PM ET
Size
20.8 KB