GRAPHIA GARY P 4

Accession 0001209191-12-001578

CIK 0000914024other

Filed

Jan 3, 7:00 PM ET

Accepted

Jan 4, 6:19 PM ET

Size

32.3 KB

Accession

0001209191-12-001578

Form 4

Period: 2012-01-01

(see below)

Transactions

Exercise/Conversion
Restricted Stock Units
2012-01-01−5,516→ 5,517 total
Exercise: $0.00From: 2010-01-01→ Common Stock (5,516 underlying)
Exercise/Conversion
Restricted Stock Units
2012-01-01−1,550→ 0 total
Exercise: $0.00From: 2009-01-01→ Common Stock (1,550 underlying)
Tax Payment
Common Stock
2012-01-01$26.90/sh−8,649$232,658→ 61,797 total
Exercise/Conversion
Common Stock
2012-01-01+26,859→ 70,446 total
Exercise/Conversion
Restricted Stock Units
2012-01-01−5,241→ 0 total
Exercise: $0.00From: 2010-01-01→ Common Stock (5,241 underlying)
Exercise/Conversion
Restricted Stock Units
2012-01-01−3,026→ 3,026 total
Exercise: $0.00From: 2010-01-02→ Common Stock (3,026 underlying)
Exercise/Conversion
Restricted Stock Units
2012-01-01−6,037→ 12,074 total
Exercise: $0.00From: 2011-01-01→ Common Stock (6,037 underlying)
Exercise/Conversion
Restricted Stock Units
2012-01-01−5,489→ 16,470 total
Exercise: $0.00From: 2012-01-01→ Common Stock (5,489 underlying)

Holdings

Restricted Stock Units
Exercise: $0.00From: 2012-11-01→ Common Stock (27,419 underlying)
27,419
Employee Stock Option (Right to Buy)
Exercise: $30.56From: 2012-01-01Exp: 2020-10-29→ Common Stock (43,936 underlying)
43,936
Employee Stock Option (Right to Buy)
Exercise: $67.19From: 2009-01-01Exp: 2017-12-07→ Common Stock (11,510 underlying)
11,510
Employee Stock Option (Right to Buy)
Exercise: $17.89From: 2010-01-01Exp: 2018-10-31→ Common Stock (36,203 underlying)
36,203
Employee Stock Option (Right to Buy)
Exercise: $20.76From: 2006-10-31Exp: 2015-10-13→ Common Stock (17,000 underlying)
17,000
Employee Stock Option (Right to Buy)
Exercise: $26.70From: 2007-11-01Exp: 2016-11-01→ Common Stock (22,830 underlying)
22,830
Employee Stock Option (Right to Buy)
Exercise: $12.66From: 2005-10-13Exp: 2014-10-13→ Common Stock (10,250 underlying)
10,250
Employee Stock Option (Right to Buy)
Exercise: $22.83From: 2010-01-02Exp: 2019-01-28→ Common Stock (18,233 underlying)
18,233
Employee Stock Option (Right to Buy)
Exercise: $27.79From: 2011-01-01Exp: 2019-10-29→ Common Stock (39,993 underlying)
39,993

Footnotes (6)

[F1]The options vest in four (4) equal annual installments beginning on the date indicated in this column.
[F2]East restricted stock unit represents a contingent right to receive, at the Issuer's discretion, either one share of the Issuer's no par value common stock or a cash payment equal to the fair market value per share of the Issuer's no par value common stock on the vesting date multiplied by the number of restricted stock units that become vested on the vesting date.
[F3]The restricted stock units (RSUs) vest in four (4) equal annual installments beginning on the dated indicated in this column.
[F4]The restricted stock units (RSUs) do not have an expiration date.
[F5]The restricted stock units (RSUs) vest in three (3) equal annual installments beginning on the date indicated in this column.
[F6]The restricted stock units vest in three (3) annual installments commencing on November 1, 2012, with 33% vesting on November 1, 2012 and November 1, 2013, and 34% vesting on November 1, 2014.

Documents

1 file

SHAW GROUP INC

CIK 0000914024

Entity typeother

IncorporatedLA