ENGELHARDT IRL F 4
4 · Patriot Coal CORP · Filed Jan 5, 2012
Insider Transaction Report
Form 4
ENGELHARDT IRL F
DirectorChairman and Executive Advisor
Transactions
- Award
Common Stock
2012-01-03+13,143→ 78,926 total
Holdings
- 1,480(indirect: By Spouse)
Common Stock
- 383,414(indirect: By Trust)
Common Stock
Footnotes (2)
- [F1]The reporting person has received an award of Deferred Stock Units ("DSUs") under the Patriot Coal Corporation (the "Company") 2007 Long-Term Equity Incentive Plan, as amended. DSUs represent the right to receive shares of the Company's common stock upon the earlier of (i) the termination of service as a director of the Company or (ii) the third anniversary of the grant date or a later date chosen by the director, provided such date was chosen by the director prior to January 1 of the year in which such director received the grant. The DSUs will fully vest on January 3, 2013 if the reporting person served as a director for the entire one-year period between the date of grant and such vesting date, or they may vest earlier if the reporting person ceases to be a director of the Company due to death or disability or if a change in control occurs.
- [F2]Includes 17,180 shares of Company common stock which were previously reported as indirectly held through the reporting person's 401(k) account.