4//SEC Filing
Ray Sharon Kay 4
Accession 0001209191-12-002595
CIK 0000022872other
Filed
Jan 5, 7:00 PM ET
Accepted
Jan 6, 5:24 PM ET
Size
8.6 KB
Accession
0001209191-12-002595
Insider Transaction Report
Form 4
Ray Sharon Kay
Director
Transactions
- Award
Series D Convertible Preferred Stock
2012-01-04+25→ 25 totalFrom: 2022-01-04→ Common Stock (2,500,000 underlying) - Disposition to Issuer
Warrant to purchase Series D Convertible Preferred Stock
2012-01-04$25000.00/sh−3$75,000→ 0 totalExercise: $25000.00From: 2009-03-31Exp: 2012-03-31→ Series D Convertible Preferred Stock (3 underlying)
Footnotes (1)
- [F1]On December 29, 2011 the Board of Directors approved a restricted stock grant of the Series D Convertible Preferred Stock ("Series D Stock"), which was granted to the Reporting Person on January 4, 2012. As a condition of the grant, the Reporting Person surrendered for cancellation all warrants for the purchase of shares of Series D Stock held by the Reporting Person. The restricted shares of Series D Stock will vest on the 10th anniversary of the grant date. The restricted shares will, however, have the voting, dividend, liquidation and other rights of a share of Series D Stock effective from the date of grant. After the 10th anniversary of the grant date, each share of Series D Stock may be converted into 100,000 shares of the Issuer's Common Stock. Shares of Series D Stock have no expiration date.
Documents
Issuer
COMPREHENSIVE CARE CORP
CIK 0000022872
Entity typeother
Related Parties
1- filerCIK 0001422412
Filing Metadata
- Form type
- 4
- Filed
- Jan 5, 7:00 PM ET
- Accepted
- Jan 6, 5:24 PM ET
- Size
- 8.6 KB