Home/Filings/4/0001209191-12-004398
4//SEC Filing

ANDEREGG P TERRY 4

Accession 0001209191-12-004398

CIK 0001123270other

Filed

Jan 18, 7:00 PM ET

Accepted

Jan 19, 2:31 PM ET

Size

13.6 KB

Accession

0001209191-12-004398

Insider Transaction Report

Form 4
Period: 2012-01-17
ANDEREGG P TERRY
Senior Vice President
Transactions
  • Award

    Common Stock

    2012-01-17+10,00049,314 total
  • Award

    Option to buy

    2012-01-17$3.39/sh+20,000$67,80020,000 total
    Exercise: $3.39Exp: 2022-01-17Common Stock (20,000 underlying)
Holdings
  • Common Stock

    (indirect: Held in ESOP)
    34,449
  • Common Stock

    (indirect: By 401(k))
    3,297
  • Common Stock

    (indirect: By 401(k))
    34,975
  • Common Stock

    (indirect: By IRA)
    23,343
  • Option to buy

    Exercise: $10.67Exp: 2014-05-03Common Stock (100,000 underlying)
    100,000
  • Option to buy

    Exercise: $5.05Exp: 2021-01-18Common Stock (15,000 underlying)
    15,000
Footnotes (7)
  • [F1]Restricted stock grants under the 2004 Stock Incentive Plan. The shares (for 10,000 shares in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  • [F2]Held in the Bank Mutual Corpration ESOP Plan. The information presented is based on the Plan statement dated 12-31-2010.
  • [F3]Held in the Bank Mutual Corporation 401(k) Plan. The information presented is based on a Plan statement dated 12-31-2010.
  • [F4]Held in Benefit Restoration Plan, a non-qualified plan, which operates as an "excess benefits" plan relating to two company qualified benefit plans. The information presented is based on a Plan statement dated 12-31-2010.
  • [F5]Employee Stock Option. The option is fully vested.
  • [F6]Stock option granted under the 2004 Stock Incentive Plan. The options (15,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
  • [F7]Stock option granted under the 2004 Stock Incentive Plan. The options (20,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.

Issuer

BANK MUTUAL CORP

CIK 0001123270

Entity typeother

Related Parties

1
  • filerCIK 0001230049

Filing Metadata

Form type
4
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 2:31 PM ET
Size
13.6 KB