Home/Filings/4/0001209191-12-004414
4//SEC Filing

Baumgarten David A 4

Accession 0001209191-12-004414

CIK 0001123270other

Filed

Jan 18, 7:00 PM ET

Accepted

Jan 19, 2:53 PM ET

Size

10.0 KB

Accession

0001209191-12-004414

Insider Transaction Report

Form 4
Period: 2012-01-17
Baumgarten David A
DirectorPresident
Transactions
  • Award

    Options to buy

    2012-01-17$3.39/sh+40,000$135,60040,000 total
    Exercise: $3.39Exp: 2022-01-17Common Stock (40,000 underlying)
  • Award

    Common Stock

    2012-01-17+20,00089,811 total
Holdings
  • Options to buy

    Exercise: $5.05Exp: 2021-01-18Common Stock (50,000 underlying)
    50,000
  • Options to buy

    Exercise: $7.22Exp: 2020-05-03Common Stock (50,000 underlying)
    50,000
Footnotes (4)
  • [F1]Restricted stock grants under the 2004 Stock Incentive Plan. The shares (20,000 shares in the original grant) vest in annual installments of 20% each beginning January 17, 2013.
  • [F2]Stock option granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each based on the number of shares granted beginning May 3, 2011.
  • [F3]Stock option granted under the 2004 Stock Incentive Plan. The options (50,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
  • [F4]Stock option granted under the 2004 Stock Incentive Plan. The options (40,000 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.

Issuer

BANK MUTUAL CORP

CIK 0001123270

Entity typeother

Related Parties

1
  • filerCIK 0001344885

Filing Metadata

Form type
4
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 2:53 PM ET
Size
10.0 KB