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4//SEC Filing

Schroeder Richard L 4

Accession 0001209191-12-004415

CIK 0001123270other
View on SEC.govCompany Profile

Filed

Jan 18, 7:00 PM ET

Accepted

Jan 19, 2:55 PM ET

Size

9.6 KB

Accession

0001209191-12-004415

Insider Transaction Report

Form 4
Period: 2012-01-17
BANK MUTUAL CORPBKMU
Schroeder Richard L
Controller
Transactions
  • Award

    Option to buy

    2012-01-17$3.39/sh+7,500$25,425→ 7,500 total
    Exercise: $3.39Exp: 2022-01-17→ Common Stock (7,500 underlying)
Holdings

  • Common Stock

    (indirect: By 401(k))
    71

  • Common Stock

    (indirect: Shares held by father-in-law)
    1,834

  • Common Stock

    (indirect: Shares held in ESOP)
    294

  • Option to buy

    Exercise: $5.05Exp: 2021-01-18→ Common Stock (8,000 underlying)
    8,000
Footnotes (5)
  • [F1]Held in the Bank Mutual Corporaton 401(k) Plan. The information is based on the Plan statment dated 12-31-2010.
  • [F2]Shares held by Mr. Schroeder's father-in-law.
  • [F3]Held in the Bank Mutual Corporation ESOP Plan. The information presented is based on the Plan statement dated 12-31-2010.
  • [F4]Stock option granted under the 2004 Stock Incentive Plan. The options (8,000 in the original grant) vest in annual installments of 20% each beginning January 18, 2012.
  • [F5]Stock option granted under the 2004 Stock Incentive Plan. The options (7,500 in the original grant) vest in annual installments of 20% each beginning January 17, 2013.

Documents

1 file

Issuer

BANK MUTUAL CORP

CIK 0001123270

→
Entity typeother

Related Parties

1
  • filerCIK 0001462959

Filing Metadata

Form type
4
Filed
Jan 18, 7:00 PM ET
Accepted
Jan 19, 2:55 PM ET
Size
9.6 KB
View on SEC.gov